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Kelly Thomas Goalby

Cibc Private Wealth Advisors, Inc.

Chicago, IL

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Current Employers
Cibc Private Wealth Advisors, Inc.

181 West Madison Street 36Th Floor, Chicago, IL 60602 • United States

Current Registrations

AuthorityCategoryStatusDate
SC RA APPROVED 2023-02-15
VA RA APPROVED 2023-02-15
FL RA APPROVED 2018-01-12
GA RA APPROVED 2018-01-02
IL RA APPROVED 2017-11-10
IA RA APPROVED 2017-11-10
MO RA APPROVED 2017-11-10
NC RA APPROVED 2017-11-10
  • SC RA
    APPROVED
    Since 2023-02-15
  • VA RA
    APPROVED
    Since 2023-02-15
  • FL RA
    APPROVED
    Since 2018-01-12
  • GA RA
    APPROVED
    Since 2018-01-02
  • IL RA
    APPROVED
    Since 2017-11-10
  • IA RA
    APPROVED
    Since 2017-11-10
  • MO RA
    APPROVED
    Since 2017-11-10
  • NC RA
    APPROVED
    Since 2017-11-10

Branch Locations

181 West Madison Street 35Th Floor, Chicago, IL 60602 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Geneva Investment Management Of Chicago, Llc Chicago IL 01/2003 10/2017
Gnv Advisers, Llc Chicago IL 05/2009 10/2017
Atlantic Trust Investment Advisors, Inc. Chicago IL 10/2017 10/2017
Cibc Private Wealth Advisors, Inc Chicago IL 11/2017 Present
  • 01/2003 → 10/2017
    Geneva Investment Management Of Chicago, Llc
    Chicago, IL
  • 05/2009 → 10/2017
    Gnv Advisers, Llc
    Chicago, IL
  • 10/2017 → 10/2017
    Atlantic Trust Investment Advisors, Inc.
    Chicago, IL
  • 11/2017 → Present
    Cibc Private Wealth Advisors, Inc
    Chicago, IL
Previous Registrations
Exams
CodeExamDate
S65 Uniform Investment Adviser Law Examination 1999-11-19
S63 Uniform Securities Agent State Law Examination 1990-05-04
  • S65 Uniform Investment Adviser Law Examination
    1999-11-19
  • S63 Uniform Securities Agent State Law Examination
    1990-05-04
Other Names
  • Kel Goalby

View on SEC IAPD

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PROSPECT PARTNERS ADVISORS LLC
DOYENNE WEALTH ADVISORS

Other Investors

James Michael Franch
HAROLD NELSON LEAVELL
CARLYLE KELLY MADDEN
PHILIP JOHN RIDOLPHI
SUSAN MARY SHACKLETTE
KRISTI LYNN MILLS
NATHANIEL MITCHELL COLEMAN
KEITH MATTHEW CARDOZA

Other Offices

BROWNSON, REHMUS & FOXWORTH, INC. · CHICAGO, IL
PFINGSTEN PARTNERS, L.L.C. · CHICAGO, IL
GUGGENHEIM FUNDS DISTRIBUTORS, LLC · CHICAGO, IL
GUGGENHEIM INVESTMENTS · CHICAGO, IL
PEKIN HARDY STRAUSS, INC. · CHICAGO, IL
SPIDERROCK ADVISORS, LLC · CHICAGO, IL
PROSPECT PARTNERS ADVISORS LLC · CHICAGO, IL
DOYENNE WEALTH ADVISORS · CHICAGO, IL

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