Marina Nicole Galli

Current Employers

Rbc Capital Markets, Llc

200 Vesey St., New York, NY 10281 • United States

Current Registrations

Authority	Category	Status	Date
FL	RA	APPROVED	2022-04-20
CA	RA	APPROVED	2009-04-09
TX	RA	APPROVED	2009-04-08

FL RA
APPROVED

Since 2022-04-20
CA RA
APPROVED

Since 2009-04-09
TX RA
APPROVED

Since 2009-04-08

Branch Locations

3801 Pga Blvd Suite 801, Palm Beach Gardens, FL 33410-2757 • United States

West Palm Beach, FL • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

Regulatory action No
Criminal No
Bankruptcy No
Civil judicial No
Bond No
Judgment / lien No
Investigation No
Customer complaint No
Termination No

Employment History

Organization	City	State	From	To
Rbc Capital Markets, Llc	San Francisco	CA	04/2009	Present
City National Bank	San Francisco	CA	11/2017	Present

04/2009 → Present

Rbc Capital Markets, Llc

San Francisco, CA
11/2017 → Present

City National Bank

San Francisco, CA

Previous Registrations

2003-01-17 → 2009-04-23

Credit Suisse Securities (Usa) Llc

San Francisco, CA

San Francisco, CA
2001-10-22 → 2003-01-17

Pershing Llc

San Francisco, CA

Other Businesses

(1) Name of Entity: Republican Club of the Palm Beaches Address: 1555 Palm Beach Lakes Blvd 11th Floor West Palm Beach fl 33401 Investment/Not Investment Related: No Business Description: Other Start Date: Dec 01, 2025 Capacity: Other Duties: I applied to be an executive committee member of the Palm Beach County Republican Party. This is an unpaid position. I help voters in my district and potentially local candidates. Hours Devoted Per Month: 0 - 4 Hours Hours Devoted During Securities Hours Per Month: 0 - 4 Hours

Exams

Code	Exam	Date
S65	Uniform Investment Adviser Law Examination	1996-08-05
S63	Uniform Securities Agent State Law Examination	1992-06-30

S65 Uniform Investment Adviser Law Examination

1996-08-05
S63 Uniform Securities Agent State Law Examination

1992-06-30

View on SEC IAPD