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David Charles Almquist

Rbc Capital Markets, LLC

Westport, CT

Boston, MA

Fairfield, CT

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Current Employers
Rbc Capital Markets, Llc

200 Vesey St., New York, NY 10281 • United States

Current Registrations

AuthorityCategoryStatusDate
CT RA APPROVED 2023-12-22
  • CT RA
    APPROVED
    Since 2023-12-22

Branch Locations

285 Riverside Avenue Suite 335, Westport, CT 06880 • United States

53 State Street Suite 3600, Boston, MA 02109-1875 • United States

Fairfield, CT • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Ubs Financial Services Inc Boston MA 10/2008 09/2018
Rbc Capital Markets, Llc Westport CT 09/2018 Present
City National Bank Boston MA 11/2018 01/2025
  • 10/2008 → 09/2018
    Ubs Financial Services Inc
    Boston, MA
  • 09/2018 → Present
    Rbc Capital Markets, Llc
    Westport, CT
  • 11/2018 → 01/2025
    City National Bank
    Boston, MA
Previous Registrations
  • 2007-04-02 → 2008-11-05
    Morgan Stanley & Co. Llc
    Boston, MA
  • 2006-04-17 → 2007-04-02
    Morgan Stanley Dw Inc.
    Boston, MA
Exams
CodeExamDate
S66 Uniform Combined State Law Examination 2006-04-15
  • S66 Uniform Combined State Law Examination
    2006-04-15

View on SEC IAPD

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