Best Investors
Account
Sign in
Best Investors
Account
Sign in
280 S Mangum St Ste 550, Durham, NC 27701-3676 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| TX | RA | APPROVED | 2022-02-14 |
| NC | RA | APPROVED | 2022-01-07 |
Branch Locations
280 S Mangum St Ste 550, Durham, NC 27701-3676 • United States
No disclosure categories reported as “Yes” on this SEC record.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Florida Property Investments | Portsmouth | NH | 01/2011 | 12/2019 |
| Aston Peak | New York | NY | 05/2016 | Present |
| Verity Asset Management | Durham | NC | 01/2022 | Present |
1) Aston Peak; Investment related; Niskayuna, NY; Private Equity; Senior Advisor, Advisor on a particular fund; 05/2016; Less than one hour per month; none during market hours; Research investments and advise to the fund of Aston Peak where currently only one investment in a healthcare company is held. 2) New Leaf Behavioral Health; Not investment-related; Raleigh, NC; Not-for-profit; Board of Directors; Treasurer; 06/2021; 4 hours per month; none during market hours; Advise on financial matters to management and present to the board. For example, review income statement, balance sheet and assess if there are any discrepancies.
| Code | Exam | Date |
|---|---|---|
| S65 | Uniform Investment Adviser Law Examination | 1994-01-07 |
| S63 | Uniform Securities Agent State Law Examination | 1993-12-15 |
Reach out to this advisor