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Gregg Albert Libutti

Stifel, Nicolaus & Company, Incorporated

Middletown, RI

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Current Employers
Stifel, Nicolaus & Company, Incorporated

501 N Broadway, St Louis, MO 63102 • United States

Current Registrations

AuthorityCategoryStatusDate
RI RA APPROVED 2026-08-17
TX RA APPROVED_RES 2026-08-17
  • RI RA
    APPROVED
    Since 2026-08-17
  • TX RA
    APPROVED_RES
    Since 2026-08-17

Branch Locations

850 Aquidneck Avenue Unit B2-A, Middletown, RI 02842 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Valic Financial Advisors Nashua NH 07/2007 09/2023
Agia Houston TX 12/2022 09/2023
Lincoln Investment Fort Washington PA 10/2023 08/2026
Stifel, Nicolaus & Company, Incorporated Providence RI 08/2026 Present
Previous Registrations
  • 2023-10-02 → 2026-08-13
    Lincoln Investment
    Tiverton, RI
    Fort Washington, PA
  • 2007-08-17 → 2023-10-18
    Valic Financial Advisors, Inc.
    Burlington, VT
    Waterbury, CT
    Burlington, VT
    South Burlington, VT
    Washington, VT
    Fairfax, VT
    Colchester, VT
    Shelburne, VT
    Burlington, VT
    Colchester, VT
    Falmouth, ME
    Keene, NH
    Burlington, MA
    Winooski, VT
    Colchester, VT
    Hampton, NH
    Nashua, NH
    Nashua, NH
    North Chesterfield, VA
    Linthicum Heights, MD
    Mount Laurel, NJ
    Hampton, NH
  • 2005-11-28 → 2007-08-23
    Msi Financial Services, Inc.
    Springfield, MA
    Springfield, MA
    Wallingford, CT
  • 2000-06-23 → 2006-01-10
    Metlife Investment Fund Services Llc
    Wallingford, CT
Exams
CodeExamDate
S65 Uniform Investment Adviser Law Examination 1997-02-03
S63 Uniform Securities Agent State Law Examination 1990-02-23
  • S65 Uniform Investment Adviser Law Examination
    1997-02-03
  • S63 Uniform Securities Agent State Law Examination
    1990-02-23

View on SEC IAPD

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