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Current Employers
Wells Fargo Clearing Services, Llc

One North Jefferson Avenue Mail Code: H0004-05E, St. Louis, MO 63103-2205 • United States

Current Registrations

AuthorityCategoryStatusDate
TX RA APPROVED 2003-07-01
  • TX RA
    APPROVED
    Since 2003-07-01

Branch Locations

9442 N Capital Of Texas Hwy N Ste 700 Arboretum Plaza One, Austin, TX 78759 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Wells Fargo Advisors Llc Austin TX 05/2009 11/2016
Wells Fargo Clearing Services, Llc Austin TX 11/2016 Present
Previous Registrations
  • 1997-08-15 → 2003-07-01
    Prudential Equity Group, Llc
    Austin, TX
Other Businesses

RENTAL PROPERTY, INV RELATED, JONESTOWN, TX, 50% OWNER, START: 6/2012, 0 HOURS, DUTIES: BUY & RENT.; RENTAL PROPERTY, INV RELATED, JONESTOWN, TX, 50% OWNER, START: 7/2012, 0 HOURS, DUTIES: BUY & RENT.; 1015 TURKEY BEND, LLC, INVT RELATED, AUSTIN, TX, 100% OWNERSHIP WITH SPOUSE, START DATE 10/1/2012, 0 HRS PER MONTH, 0 HRS DURING TRADING, FOR INVTS PROPERTIES. 18311 RED BUD, LLC, INVT RELATED, JONESTOWN, TX, 100% OWNERSHIP WITH SPOUSE, START DATE 10/1/2012, 1 HR PER MONTH, 0 HRS DURING TRADING, COLLECT RENT AND MAINTAIN PROPERTY. RENTAL PROPERTY - 18311; INV RELATED;JONESTOWN,TX; RENTAL;50% OWNERSHIP; START DATE: 04/06/2026; 1 HRS PER MONTH; 0 HRS DURING TRADING;

Exams
CodeExamDate
S65 Uniform Investment Adviser Law Examination 1997-11-12
S63 Uniform Securities Agent State Law Examination 1990-01-30
  • S65 Uniform Investment Adviser Law Examination
    1997-11-12
  • S63 Uniform Securities Agent State Law Examination
    1990-01-30
Designations
Other Names
  • Randy Baird

View on SEC IAPD

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