Steven Louis Zimmermann

Current Employers

Stifel, Nicolaus & Company, Incorporated

501 N Broadway, St Louis, MO 63102 • United States

Current Registrations

Authority	Category	Status	Date
TX	RA	APPROVED_RES	2020-01-10
WI	RA	APPROVED	2018-03-16

TX RA
APPROVED_RES

Since 2020-01-10
WI RA
APPROVED

Since 2018-03-16

Branch Locations

Cumberland, WI • United States

125 E. Water Street, West Bend, WI 53095 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

Regulatory action No
Criminal No
Bankruptcy No
Civil judicial No
Bond No
Judgment / lien No
Investigation No
Customer complaint No
Termination No

Employment History

Organization	City	State	From	To
B.C. Ziegler And Company	Chicago	IL	06/2009	03/2018
Stifel, Nicolaus & Company, Incorporated	West Bend	WI	03/2018	Present

06/2009 → 03/2018

B.C. Ziegler And Company

Chicago, IL
03/2018 → Present

Stifel, Nicolaus & Company, Incorporated

West Bend, WI

Previous Registrations

2009-06-26 → 2018-03-16

B. C. Ziegler And Company

West Bend, WI

Chicago, IL
2005-01-01 → 2009-07-20

Allspring Funds Management, Llc

Menomonee Falls, WI
2002-02-28 → 2005-01-01

Strong Capital Management Inc

Menomonee Falls, WI

Other Businesses

1. Northern Lakes Community Church; 825 Eighth Ave, Cumberland, WI 54829; Bringing souls to Christ.; Church council member; Meeting monthly on the 2nd Monday of each month to review the church finances and monitoring and adjusting the strategies to grow the church population by bringing more souls to Chris.; 05/01/2023; 4 Hours per Month; Not during securities trading hours; Not Investment-Related.

Exams

Code	Exam	Date
S65	Uniform Investment Adviser Law Examination	2002-01-24
S63	Uniform Securities Agent State Law Examination	2000-04-19

S65 Uniform Investment Adviser Law Examination

2002-01-24
S63 Uniform Securities Agent State Law Examination

2000-04-19

View on SEC IAPD