James Arnold Lapera

Current Employers

Employment History

• 07/1992 → Present
  Pinnacle Financial Solutions, Pc
  Skokie, IL
• 02/2011 → Present
  Purshe Kaplan Sterling Investments, Inc.
  Albany, NY
• 01/2012 → Present
  Forum Financial Management, Lp
  Lombard, IL
• 01/2023 → Present
  Forum Tax & Accounting Llc
  Lombard, IL

Previous Registrations

• 2002-03-01 → 2011-03-01
  Cetera Investment Advisers Llc
  Skokie, IL
  Lincolnwood, IL

Other Businesses

1) Sole Proprietor; Investment-related; 1900 South Highland Avenue, Suite 100, Lombard, IL 60148; Insurance; Insurance agent; 2/2011; less than 5 hours/month devoted; less than 5 hours during securities trading hours; Insurance sales. 2) Chicago Trade Inc.; Not investment-related; 1900 South Highland Avenue, Suite 100, Lombard, IL 60148; Holding company; Owner; 1/1997; less than 5 hours/month devoted; less than 5 hours during securities trading hours; Annual filing of returns. 3) Lapcor Real Estate Services; Not investment-related; 1900 S. Highland Avenue, Suite 100, Lombard, IL 60148; Real estate; Owner; 5/29/2023; less than 5 hours/month devoted; less than 5 hours during securities trading hours; Real estate land management. 4) 3027 Clifton LLC; Not investment-related; 1900 S. Highland Avenue, Suite 100, Lombard, IL 60148; Real Estate; Owner; 7/01/1995; Less than 5 hours/month devoted; less than 5 hours during securities trading hours; Landlord. 5) Purshe Kaplan Sterling Investments, Inc; Investment related; 80 State St. Albany, New York 12207; Broker-dealer; Registered Representative; 02/2011; 40 hours/month devoted; 32 hours during securities trading hours; securities sales and servicing accounts. 6) Pinnacle Financial Solutions PC; Not investment-related; 1900 S. Highland Avenue, Suite 100, Lombard, IL 60148; CPA firm; Managing Partner and CPA; 07/1992; less than 5 hours/month devoted; less than 5 hours during securities trading hours; tax services. 7) Forum Tax & Accounting LLC; Not investment related; 1900 S. Highland Avenue, Suite 100, Lombard, IL 60148; CPA Firm; Managing Member and CPA; 01/2023; 52 hours per/month devoted; 52 hours during securities hours; tax services. 8) Forum Financial Management, LP; Investment related; Registered Investment Adviser; 1900 S. Highland Avenue, Suite 100, Lombard, IL 60148; Investment Advisor Representative; 01/2012; 10 hours per/month; 10 hours during securities trading hours; investment advisory services. 9) Pinnacle Wealth Management, LLC; Investment-related; 1900 South Highland Avenue, Suite 100, Lombard, IL 60148; D.B.A entity for investment related business through Purshe Kaplan Sterling Investments, Inc.; Senior Advisor; 02/2011; 48 hours/month devoted; 48 hours during securities trading hours; investment services through Purshe Kaplan Sterling Investments, Inc.

Exams

• S66 Uniform Combined State Law Examination
  2002-02-01
• S63 Uniform Securities Agent State Law Examination
  1990-03-14