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Tan Khoa Ngo

Mentor Financial Advisory Group, Ltd.

San Diego, CA

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Current Employers
Mentor Financial Advisory Group, Ltd.

Carlsbad, CA • United States

Current Registrations

AuthorityCategoryStatusDate
CA RA APPROVED 2022-05-19
TX RA APPROVED 2001-08-08
  • CA RA
    APPROVED
    Since 2022-05-19
  • TX RA
    APPROVED
    Since 2001-08-08

Branch Locations

San Diego, CA • United States

Disclosures

1 disclosure category reported Yes on this SEC record. Read each Yes below, then review the firm’s Form ADV Item 11 guide for how disclosure questions work.

  • Regulatory action Yes
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Mentor Financial Advisory Group, Ltd. Carlsbad CA 02/1992 Present
Exams
CodeExamDate
S63 Uniform Securities Agent State Law Examination 1990-03-05
  • S63 Uniform Securities Agent State Law Examination
    1990-03-05
Other Names
  • Gigi Coligado
  • Tan Khoa Ngo
  • Tankhoa Ngo Coligado

View on SEC IAPD

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