Inactive

Harsh Arshad Dev

Forum Financial Management, LP

Highland Beach, FL

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Current Employers

Forum Financial Management, Lp

1900 South Highland Avenue Suite 100, Lombard, IL 60148 • United States

Current Registrations

Authority	Category	Status	Date
FL	RA	APPROVED	2026-06-09

FL RA
APPROVED

Since 2026-06-09

Branch Locations

Highland Beach, FL • United States

1900 South Highland Avenue Suite 100, Lombard, IL 60148 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

Regulatory action No
Criminal No
Bankruptcy No
Civil judicial No
Bond No
Judgment / lien No
Investigation No
Customer complaint No
Termination No

Employment History

Organization	City	State	From	To
Chicago Booth	Chicago	IL	01/2015	12/2016
Unemployed	Chicago	IL	01/2017	03/2017
Cornerstone Research	Chicago	IL	04/2017	09/2019
Northern Trust	Chicago	IL	12/2019	05/2026
Unemployed	Chicago	IL	09/2019	11/2019
Forum Financial Management, Lp	Lombard	IL	05/2026	Present

01/2015 → 12/2016

Chicago Booth

Chicago, IL
01/2017 → 03/2017

Unemployed

Chicago, IL
04/2017 → 09/2019

Cornerstone Research

Chicago, IL
12/2019 → 05/2026

Northern Trust

Chicago, IL
09/2019 → 11/2019

Unemployed

Chicago, IL
05/2026 → Present

Forum Financial Management, Lp

Lombard, IL

Exams

Code	Exam	Date
S65	Uniform Investment Adviser Law Examination	2025-11-18
S63	Uniform Securities Agent State Law Examination	2006-07-24

S65 Uniform Investment Adviser Law Examination

2025-11-18
S63 Uniform Securities Agent State Law Examination

2006-07-24

View on SEC IAPD

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