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10 South Lasalle Street Suite 2130, Chicago, IL 60603-1020 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| IL | RA | APPROVED | 2002-07-22 |
Branch Locations
10 S Lasalle St Suite 1250, Chicago, IL 60603 • United States
No disclosure categories reported as “Yes” on this SEC record.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Oak Ridge Investments, Llc | Chicago | IL | 12/2004 | Present |
| Imst Distributors, Llc | Chicago | IL | 08/2013 | Present |
OAK RIDGE INVESTMENT, CHICAGO, IL, INVESTMENT RELATED, STARTED 1990, EXECUTIVE VP/SENIOR PORTFOLIO MANAGER, MAKES EQUITY BUY/SELL DECISION AND MARKETS OUR PRODUCTS, 200 HOURS A MONTH 130 HOURS DURING TRADING HOURS
| Code | Exam | Date |
|---|---|---|
| S65 | Uniform Investment Adviser Law Examination | 1996-10-03 |
| S63 | Uniform Securities Agent State Law Examination | 1991-02-05 |
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