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1200 Harbor Boulevard, Weehawken, NJ 07086 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| UT | RA | APPROVED | 2025-09-26 |
| TX | RA | APPROVED | 2024-12-09 |
| FL | RA | APPROVED | 2024-10-03 |
| GA | RA | APPROVED | 2024-10-03 |
| WI | RA | APPROVED | 2024-10-02 |
| NY | RA | APPROVED | 2024-07-17 |
Branch Locations
299 Park Ave 26Th Floor, New York, NY 10171 • United States
No disclosure categories reported as “Yes” on this SEC record.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Goldman, Sachs & Co. | New York | NY | 09/1989 | 07/2024 |
| Ubs Financial Services Inc | New York | NY | 07/2024 | Present |
President of the Board of Directors at 132 Associates, a New York City Apartment Co Op. Organization operates out of New York, NY. Organization is not primarily engaged in investment-related activity. Start Date: September 2, 2020. Three hours per month. Duties include serving as President of the Board of the organization. 2) 72nd St Corp United States, New York- 10021,Co-operation, Real Estate, This is my personal residence and I serve as president of the Co Op that owns the propertyThere are 15 apartments in the building and the structure is a traditional co op. I manage the board of the building and we make decisions regarding the finances and maintenance, Member of Board of directors, Role of president, start date-7/18/2024. 3)Redeemer City to City,New York,United States,Global Church Planting and Christian Ministry,Member of Board of directors,Board Chair, Start date -12/31/2025
| Code | Exam | Date |
|---|---|---|
| S66 | Uniform Combined State Law Examination | 2024-07-17 |
| S65 | Uniform Investment Adviser Law Examination | 1997-01-21 |
| S63 | Uniform Securities Agent State Law Examination | 1990-02-26 |
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