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Current Employers
Charles Schwab & Co., Inc.

425 Market Street 17Th Floor, San Francisco, CA 94105 • United States

Current Registrations

AuthorityCategoryStatusDate
TX RA APPROVED 2020-07-06
  • TX RA
    APPROVED
    Since 2020-07-06

Branch Locations

3000 Schwab Way, Westlake, TX 76262 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Charles Schwab & Co., Inc. Fort Worth TX 12/2006 04/2019
Charles Schwab Bank Fort Worth TX 01/2007 04/2019
Charles Schwab & Co., Inc. Westlake TX 06/2020 Present
Charles Schwab Bank, Ssb Westlake TX 06/2020 Present
Unemployed Fort Worth TX 04/2019 06/2020
  • 12/2006 → 04/2019
    Fort Worth, TX
  • 01/2007 → 04/2019
    Charles Schwab Bank
    Fort Worth, TX
  • 06/2020 → Present
    Westlake, TX
  • 06/2020 → Present
    Charles Schwab Bank, Ssb
    Westlake, TX
  • 04/2019 → 06/2020
    Unemployed
    Fort Worth, TX
Previous Registrations
Exams
CodeExamDate
S66 Uniform Combined State Law Examination 2010-10-02
S63 Uniform Securities Agent State Law Examination 2007-08-24
  • S66 Uniform Combined State Law Examination
    2010-10-02
  • S63 Uniform Securities Agent State Law Examination
    2007-08-24
Other Names
  • Spry
  • Kim Bryant

View on SEC IAPD

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