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Current Employers
Mml Investors Services, Llc

1295 State Street, Springfield, MA 01111-0001 • United States

Current Registrations

AuthorityCategoryStatusDate
NJ RA APPROVED 2017-03-25
  • NJ RA
    APPROVED
    Since 2017-03-25

Branch Locations

Galloway, NJ • United States

10 Lake Center Executive Park 401 Route 73 North, Suite 201, Marlton, NJ 08053 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Metlife Securities Inc. Mays Landing NJ 10/1989 03/2017
Mml Investors Services, Llc Galloway NJ 03/2017 Present
Massmutual Life Insurance Co Galloway NJ 07/2016 Present
  • 10/1989 → 03/2017
    Metlife Securities Inc.
    Mays Landing, NJ
  • 03/2017 → Present
    Galloway, NJ
  • 07/2016 → Present
    Massmutual Life Insurance Co
    Galloway, NJ
Previous Registrations
  • 2002-07-31 → 2017-03-25
    Msi Financial Services, Inc.
    Mays Landing, NJ
    Galloway, NJ
    Marlton, NJ
    Mays Landing, NJ
    Marlton, NJ
    Newtown Square, PA
    Marlton, NJ
Exams
CodeExamDate
S63 Uniform Securities Agent State Law Examination 1997-04-17
  • S63 Uniform Securities Agent State Law Examination
    1997-04-17
Designations

View on SEC IAPD

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