Steven Thomas Hadder

Current Employers

Independent Financial Group, Llc

12671 High Bluff Dr Suite 200, San Diego, CA 92130 • United States

Current Registrations

Authority	Category	Status	Date
CA	RA	APPROVED	2022-07-15

CA RA
APPROVED

Since 2022-07-15

Branch Locations

Yucaipa, CA • United States

Disclosures

1 disclosure category reported Yes on this SEC record. Read each Yes below, then review the firm’s Form ADV Item 11 guide for how disclosure questions work.

Regulatory action No
Criminal No
Bankruptcy Yes
Civil judicial No
Bond No
Judgment / lien No
Investigation No
Customer complaint No
Termination No

Employment History

Organization	City	State	From	To
Npb Financial Group, Llc	Yucaipa	CA	08/2009	Present
Independent Financial Group, Llc	Yucaipa	CA	07/2022	Present

08/2009 → Present

Npb Financial Group, Llc

Yucaipa, CA
07/2022 → Present

Independent Financial Group, Llc

Yucaipa, CA

Previous Registrations

2009-08-10 → 2022-07-15

Npb Financial Group, Llc

Prescott Valley, AZ

Yucaipa, CA
2006-08-01 → 2009-08-12

Associated Securities Corp.

Riverside, CA

Yucaipa, CA

Riverside, CA
2003-10-20 → 2009-08-12

Associated Planners Investment Advisory Inc

Yucaipa, CA

Other Businesses

(1)UNIVESITY OF REDLANDS HALL OF FAME POSITION: Volunteer NATURE: Volunteer INVESTMENT RELATED: No NUMBER OF HOURS: 1 SECURITIES TRADING HOURS: 0 START DATE: 07/25/2011 ADDRESS: 1200 E. Colton Ave., Redlands CA 92373, United States DESCRIPTION: COMMITTEE MEMBER. (2) INLAND EMPIRE SENIOR GOLF ASSOCIATION POSITION: Volunteer NATURE: Volunteer INVESTMENT RELATED: No NUMBER OF HOURS: 2 SECURITIES TRADING HOURS: 2 START DATE: 08/10/2020 ADDRESS: P.O. Box 9761, Redlands CA 92375, United States DESCRIPTION: TOURNAMENT DIRECTOR.

Exams

Code	Exam	Date
S65	Uniform Investment Adviser Law Examination	1992-05-18
S63	Uniform Securities Agent State Law Examination	1990-07-30

S65 Uniform Investment Adviser Law Examination

1992-05-18
S63 Uniform Securities Agent State Law Examination

1990-07-30

View on SEC IAPD