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William Gardner Marshall

Rbc Capital Markets, LLC

San Francisco, CA

Corte Madera, CA

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Current Employers
Rbc Capital Markets, Llc

200 Vesey St., New York, NY 10281 • United States

Current Registrations

AuthorityCategoryStatusDate
TX RA APPROVED_RES 2017-03-30
CA RA APPROVED 2013-05-06
  • TX RA
    APPROVED_RES
    Since 2017-03-30
  • CA RA
    APPROVED
    Since 2013-05-06

Branch Locations

345 California Street, San Francisco, CA 94104-2642 • United States

Corte Madera, CA • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Rbc Capital Markets, Llc San Francisco CA 05/2013 Present
City National Bank San Francisco CA 08/2016 Present
  • 05/2013 → Present
    Rbc Capital Markets, Llc
    San Francisco, CA
  • 08/2016 → Present
    City National Bank
    San Francisco, CA
Previous Registrations
  • 2009-06-01 → 2013-05-30
    Morgan Stanley
    San Francisco, CA
  • 2007-04-02 → 2009-06-01
    Morgan Stanley & Co. Llc
    San Francisco, CA
  • 2006-01-09 → 2007-04-02
    Morgan Stanley Dw Inc.
    San Francisco, CA
  • 2002-05-14 → 2006-01-12
    Rbc Capital Markets, Llc
    San Francisco, CA
Exams
CodeExamDate
S65 Uniform Investment Adviser Law Examination 1994-12-02
S63 Uniform Securities Agent State Law Examination 1990-02-02
  • S65 Uniform Investment Adviser Law Examination
    1994-12-02
  • S63 Uniform Securities Agent State Law Examination
    1990-02-02
Other Names
  • Bill Marshall

View on SEC IAPD

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Other Offices

FORT POINT CAPITAL PARTNERS LLC · SAN FRANCISCO, CA
DIVISAR CAPITAL MANAGEMENT, LLC · SAN FRANCISCO, CA
CHARLES SCHWAB & CO., INC. · San Francisco, CA
1SHARPE CAPITAL LLC · SAN FRANCISCO, CA
RBC SECURITIES, INC · SAN FRANCISCO, CA
STRATEGIC ADVISERS LLC · SAN FRANCISCO, CA
VALEAS CAPITAL PARTNERS · SAN FRANCISCO, CA
ZENTARA EXCHANGE LTD · SAN FRANCISCO, CA

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