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Jon Anton Ondracek

Stifel, Nicolaus & Company, Incorporated

Murrieta, CA

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Current Employers
Stifel, Nicolaus & Company, Incorporated

501 N Broadway, St Louis, MO 63102 • United States

Current Registrations

AuthorityCategoryStatusDate
CA RA APPROVED 2019-04-03
TX RA APPROVED_RES 2019-04-03
  • CA RA
    APPROVED
    Since 2019-04-03
  • TX RA
    APPROVED_RES
    Since 2019-04-03

Branch Locations

25220 Hancock Ave Suite 300, Murrieta, CA 92562 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Merrill Lynch, Pierce, Fenner & Smith Incorporated Hemet CA 10/2009 04/2019
Bank Of America, Na Temecula CA 12/2009 04/2019
Stifel Nicolaus & Co Inc Murrieta CA 04/2019 Present
Previous Registrations
  • 2009-10-23 → 2019-04-05
    Merrill Lynch, Pierce, Fenner & Smith Incorporated
    Hemet, CA
    Temecula, CA
    Temecula, CA
    Hemet, CA
  • 2006-04-21 → 2009-10-23
    Banc Of America Investment Services, Inc.
    Riverside, CA
    Hemet, CA
  • 2001-06-12 → 2006-04-24
    Morgan Stanley Dw Inc.
    Temecula, CA
Exams
CodeExamDate
S65 Uniform Investment Adviser Law Examination 2001-04-26
S63 Uniform Securities Agent State Law Examination 1991-03-22
  • S65 Uniform Investment Adviser Law Examination
    2001-04-26
  • S63 Uniform Securities Agent State Law Examination
    1991-03-22
Other Names
  • Tony Ondracek

View on SEC IAPD

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Other Offices

DAVIES FINANCIAL ADVISORS, INC. · MURRIETA, CA
EDWARD JONES · MURRIETA, CA
RAYMOND JAMES FINANCIAL SERVICES ADVISORS, INC · Murrieta, CA
CLG LLC · Murrieta, CA
INDEPENDENT FINANCIAL GROUP, LLC · Murrieta, CA
STATE FARM INVESTMENT MANAGEMENT CORP. · Murrieta, CA
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