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Frederick Martin Ross

Stifel, Nicolaus & Company, Incorporated

Atlanta, GA

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Current Employers
Stifel, Nicolaus & Company, Incorporated

501 N Broadway, St Louis, MO 63102 • United States

Current Registrations

AuthorityCategoryStatusDate
GA RA APPROVED 2018-11-05
  • GA RA
    APPROVED
    Since 2018-11-05

Branch Locations

3630 Peachtree Road Ne, 4Th Floor, Atlanta, GA 30326 • United States

Disclosures

1 disclosure category reported Yes on this SEC record. Read each Yes below, then review the firm’s Form ADV Item 11 guide for how disclosure questions work.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination Yes
Employment History
OrganizationCityStateFromTo
Raymond James & Associates, Inc. Atlanta GA 12/2005 10/2018
Stifel Nicolaus & Co Inc Atlanta GA 11/2018 Present
Previous Registrations
  • 2006-02-08 → 2018-11-05
    Raymond James & Associates, Inc.
    Atlanta, GA
    Atlanta, GA
  • 2005-06-28 → 2005-12-21
    Truist Investment Services, Inc.
    Atlanta, GA
    Atlanta, GA
  • 2002-09-11 → 2005-07-15
    Truist Securities, Inc.
    Atlanta, GA
Exams
CodeExamDate
S65 Uniform Investment Adviser Law Examination 1996-04-11
S63 Uniform Securities Agent State Law Examination 1990-02-08
  • S65 Uniform Investment Adviser Law Examination
    1996-04-11
  • S63 Uniform Securities Agent State Law Examination
    1990-02-08
Designations

View on SEC IAPD

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