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Mayra Femia-Hetrick

Charles Schwab & Co., Inc.

Saint George, UT

Westlake, TX

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Current Employers
Charles Schwab & Co., Inc.

425 Market Street 17Th Floor, San Francisco, CA 94105 • United States

Current Registrations

AuthorityCategoryStatusDate
UT RA APPROVED 2023-01-17
  • UT RA
    APPROVED
    Since 2023-01-17

Branch Locations

Saint George, UT • United States

3000 Schwab Way, Westlake, TX 76262 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Morgan Stanley Smith Barney Beverly Hills CA 06/2009 10/2022
Unemployed Saint George UT 10/2022 12/2022
Charles Schwab & Co., Inc. Saint George UT 12/2022 Present
  • 06/2009 → 10/2022
    Morgan Stanley Smith Barney
    Beverly Hills, CA
  • 10/2022 → 12/2022
    Unemployed
    Saint George, UT
  • 12/2022 → Present
    Charles Schwab & Co., Inc.
    Saint George, UT
Previous Registrations
  • 2021-05-06 → 2022-11-01
    Morgan Stanley
    Torrance, CA
    Beverly Hills, CA
    Los Angeles, CA
    St. George, UT
Exams
CodeExamDate
S65 Uniform Investment Adviser Law Examination 2021-05-06
S63 Uniform Securities Agent State Law Examination 1999-12-07
  • S65 Uniform Investment Adviser Law Examination
    2021-05-06
  • S63 Uniform Securities Agent State Law Examination
    1999-12-07
Other Names
  • Mayra Famia
  • Mayra Garcia
  • Mayra Garcia
  • Mayra Femia

View on SEC IAPD

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