Jan Marie Wething

Merrill Lynch, Pierce, Fenner & Smith Incorporated

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Current Employers

Merrill Lynch, Pierce, Fenner & Smith Incorporated

One Bryant Park, New York, NY 10036 • United States

Current Registrations

Authority	Category	Status	Date
NC	RA	APPROVED	2018-10-10
TX	RA	APPROVED_RES	2010-01-06
NM	RA	APPROVED	2007-11-05
CA	RA	APPROVED	2002-06-12

NC RA
APPROVED

Since 2018-10-10
TX RA
APPROVED_RES

Since 2010-01-06
NM RA
APPROVED

Since 2007-11-05
CA RA
APPROVED

Since 2002-06-12

Branch Locations

14636 N Scottsdale Rd Division- Mountain Pacific, Scottsdale, AZ 85254 • United States

14636 N Scottsdale Rd, Scottsdale, AZ 85254 • United States

Scottsdale, AZ • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

Regulatory action No
Criminal No
Bankruptcy No
Civil judicial No
Bond No
Judgment / lien No
Investigation No
Customer complaint No
Termination No

Employment History

Organization	City	State	From	To
Merrill Lynch, Pierce, Fenner & Smith Incorporated	Scottsdale	AZ	02/2002	Present

02/2002 → Present

Merrill Lynch, Pierce, Fenner & Smith Incorporated

Scottsdale , AZ

Exams

Code	Exam	Date
S66	Uniform Combined State Law Examination	2002-06-08
S63	Uniform Securities Agent State Law Examination	1992-01-13

S66 Uniform Combined State Law Examination

2002-06-08
S63 Uniform Securities Agent State Law Examination

1992-01-13

View on SEC IAPD

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