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Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| PA | RA | APPROVED | 2023-06-29 |
Branch Locations
No disclosure categories reported as “Yes” on this SEC record.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Bayfront Benefit Solutions, Inc. | Erie | PA | 01/2007 | Present |
| Cetera Wealth Services, Llc | El Segundo | CA | 09/2013 | Present |
| Rental Property | Erie | PA | 05/2013 | Present |
| Cetera Investment Advisers Llc | Schaumburg | IL | 06/2023 | Present |
| Bayfront Wealth Management | Erie | PA | 07/2025 | Present |
(1) FIXED INSURANCE WITH VARIOUS COMPANIES, INVESTMENT RELATED, SAME AS REGISTERED ADDRESS, FIXED INSURANCE, START 02/1995, 40HRS/WK (32.5 TRADING HOURS), INSURANCE AGENT - SELLS LIFE, ACCIDENT, HEALTH, DISABILITY, ANNUITIES, LONG-TERM CARE, DENTAL, AND MEDICARE RELATED PRODUCTS; (2) NAME OF OTHER BUSINESS: BAYFRONT BENEFITS SOLUTIONS, INC; INVESTMENT RELATED: YES; ADDRESS: SAME AS REGISTERED LOCATION; NATURE OF BUSINESS: DBA FOR FINANCIAL SERVICES; START DATE: 1/2007; POSITION/TITLE/RELATIONSHIP: OWNER; APX NUMBER OF HOURS PER WEEK: 40; APX NUMBER OF HOURS DURING TRADING HOURS: 32.5; BRIEF DESCRIPTION OF DUTIES: DBA FOR FINANCIAL SERVICES; (3) DEEMER RENTALS, LLC, NOT INVESTMENT RELATED, SAME AS REGISTERED ADDRESS, RENTAL PROPERTIES, START 11/2014, 1HR/WK (NON-TRADING HOURS), OWNER/LANDLORD; (4) NAME OF OTHER BUSINESS: N/A INVESTMENT RELATED: NO ADDRESS: 1032 West 38th ST ERIE PA NATURE OF BUSINESS: RENTAL PROPERTY START DATE: 5/2013 APX NUMBER OF HOURS PER WEEK: 1 APX NUMBER OF HOURS DURING TRADING HOURS: 1 POSITION/TITLE/RELATIONSHIP: 100% OWNER BRIEF DESCRIPTION OF DUTIES: GENERAL OWNERSHIP DUTIES (5) NAME OF OTHER BUSINESS: BOYS & GIRLS CLUB OF ERIE; INVESTMENT RELATED: NO; ADDRESS: 1515 EAST LAKE ROAD, ERIE, PA 16511; NATURE OF BUSINESS: NON PROFIT; START DATE: 07/2003; POSITION/TITLE/RELATIONSHIP: BOARD MEMBER; APX NUMBER OF HOURS PER WEEK: 2; APX NUMBER OF HOURS DURING TRADING HOURS: 2; BRIEF DESCRIPTION OF DUTIES: BOARD MEETINGS, VOTE ON BOARD RESOLUTIONS; (6) NAME OF OTHER BUSINESS: FORT LEBOEUF WALL OF FAME; INVESTMENT RELATED: NO; ADDRESS: 913 N HIGH STREET, WATERFORD, PA 16441; NATURE OF BUSINESS: NON PROFIT; START DATE: 03/2010; POSITION/TITLE/RELATIONSHIP: PRESIDENT; APX NUMBER OF HOURS PER WEEK: 2; APX NUMBER OF HOURS DURING TRADING HOURS: 2; BRIEF DESCRIPTION OF DUTIES: ORGANIZE ANNUAL DINNER, COLLECT MONEY FOR DINNER RESERVATIONS AND TURN OVER FUNDS TO TREASURER; 7) NAME OF OTHER BUSINESS: BAYFRONT WEALTH MANAGEMENT; INVESTMENT RELATED: YES, ADDRESS: SAME AS REGISTERED LOCATION, NATURE OF BUSINESS: FINANCIAL SERVICES, START DATE: 7/2025, POSITION/TITLE/RELATIONSHIP: OWNER, APX NUMBER OF HOURS PER WEEK: 40, APX NUMBER OF HOURS DURING TRADING HOURS: 32.5, BRIEF DESCRIPTION OF DUTIES: DBA FOR FINANCIAL SERVICES;
| Code | Exam | Date |
|---|---|---|
| S65 | Uniform Investment Adviser Law Examination | 2019-01-14 |
| S63 | Uniform Securities Agent State Law Examination | 1996-07-01 |
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