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1200 Harbor Boulevard, Weehawken, NJ 07086 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| UT | RA | APPROVED | 2018-01-26 |
| CA | RA | APPROVED | 2007-11-20 |
| TX | RA | APPROVED | 2007-11-20 |
Branch Locations
2000 Avenue Of The Stars 12Th Floor South, Los Angeles, CA 90067 • United States
95 State Street Suite 2210, Salt Lake City, UT 84111 • United States
2 disclosure categories reported Yes on this SEC record. Read each Yes below, then review the firm’s Form ADV Item 11 guide for how disclosure questions work.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Ubs Financial Services Inc. | Los Angeles | CA | 11/2007 | Present |
1) Name of Business: Auticon Training Institute./ Address: 2108 North Street, Ste. N CA Sactramento United States 95816./ Investment Related: No./ Nature: A non-profit company formed by a for profit company that will target grants from other entities to help establish more employment for people on the autism spectrum./ Role: Advisor or advisory group member if advice given may influence an officer/board./ Duty: Act as an advisor on helping those on the autisum spectrum, and helping companies understand how to hire and retain those individuals./ Start Date: 1/1/2024./ Time Required: No.
| Code | Exam | Date |
|---|---|---|
| S65 | Uniform Investment Adviser Law Examination | 1994-10-25 |
| S63 | Uniform Securities Agent State Law Examination | 1989-12-28 |
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