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300 Parkland Plaza, Ann Arbor, MI 48103 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| TX | RA | APPROVED | 2024-12-05 |
Branch Locations
300 Parkland Plaza, Ann Arbor, MI 48103 • United States
2828 Forest Lane Suite 1150, Dallas, TX 75234 • United States
1 disclosure category reported Yes on this SEC record. Read each Yes below, then review the firm’s Form ADV Item 11 guide for how disclosure questions work.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Sigma Financial Corporation | Ann Arbor | MI | 01/2008 | Present |
| Sigma Planning Corporation | Ann Arbor | MI | 01/2008 | Present |
RANDAZZO FINANCIAL GROUP; INDEPENDENT LICENSED INSURANCE AGENT. PROVIDES FINANCIAL SERVICES, SALE OF VARIOUS INSURANCE PRODUCTS THROUGH VARIOUS INSURANCE COMPANIES.
| Code | Exam | Date |
|---|---|---|
| S65 | Uniform Investment Adviser Law Examination | 1999-06-28 |
| S63 | Uniform Securities Agent State Law Examination | 1990-01-26 |
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