Douglas Ried Daniels

Current Employers

Employment History

• 09/2015 → 08/2017
  Lpl Financial Llc
  Salt Lake City, UT
• 09/2015 → 08/2017
  Zions Bank
  Salt Lake City, UT
• 09/2017 → 12/2020
  Cuso Financial Services, Lp
  San Diego, CA
• 09/2017 → 12/2020
  Deseret First Credit Union
  Salt Lake City, UT
• 12/2020 → 02/2021
  Unemployed
  Syracuse, UT
• 02/2021 → Present
  Cetera Wealth Services, Llc
  El Segundo, CA
• 02/2021 → Present
  Peak Financial Network Solutions
  Murray, UT
• 06/2023 → Present
  Cetera Investment Advisers Llc
  Schaumburg, IL
• 01/2024 → Present
  Unified Financial Planning
  Syracuse, UT

Previous Registrations

• 2017-09-15 → 2020-12-08
  Cuso Financial Services, L.P.
  Bountiful, UT
  Salt Lake City, UT
  San Diego, CA
• 2015-09-22 → 2017-08-11
  Lpl Financial Llc
  Layton, UT
  Salt Lake City, UT
  Syracuse, UT
  Layton, UT
  Layton, UT
  Kaysville, UT
• 2015-01-14 → 2015-09-21
  Cuso Financial Services, L.P.
  Clearfield, UT
  Clearfield, UT
  San Diego, CA
• 2005-11-29 → 2015-01-14
  Cuna Brokerage Services, Inc.
  Harrisville, UT
  Roy, UT
  Layton, UT
  Clearfield, UT

Other Businesses

1. NAME OF OTHER BUSINESS: FIXED INSURANCE WITH VARIOUS COMPANIES; INVESTMENT RELATED: YES; ADDRESS: SAME AS REGISTERED LOCATION; NATURE OF BUSINESS: FIXED INSURANCE; START DATE: 09/2004; APX NUMBER OF HOURS PER WEEK: 4; APX NUMBER OF HOURS DURING TRADING HOURS: 4; POSITION/TITLE/RELATIONSHIP: INSURANCE AGENT; BRIEF DESCRIPTION OF DUTIES: SELLS LIFE, DISABILITY, ANNUITIES AND LONG-TERM CARE; 2. NAME OF OTHER BUSINESS: PEAK FINANCIAL NETWORK SOLUTIONS; INVESTMENT RELATED: YES; ADDRESS: SAME AS REGISTERED LOCATION; NATURE OF BUSINESS: FINANCIAL SERVICES; START DATE: 02/2021; POSITION/TITLE/RELATIONSHIP: FINANCIAL PROFESSIONAL; APX NUMBER OF HOURS PER WEEK: 40; APX NUMBER OF HOURS DURING TRADING HOURS: 40; BRIEF DESCRIPTION OF DUTIES: PROVIDING OPERATION SUPPORT AND BROKERAGE SUPPORT TO CLIENTS; 3. NAME OF OTHER BUSINESS: N/A - DOUGLAS DANIELS; INVESTMENT RELATED: NO; ADDRESS: SAME AS RESIDENTIAL LOCATION: NATURE OF BUSINESS: INSURANCE SERVICES; START DATE: 11/2023; POSITION/TITLE/RELATIONSHIP: OWNER; APX NUMBER OF HOURS PER WEEK: 5; APX NUMBER OF HOURS DURING TRADING HOURS: 1; BRIEF DESCRIPTION OF DUTIES: SELLING MEDICARE HEALTH INSURANCE; 4. NAME OF OTHER BUSINESS: UNIFIED FINANCIAL PLANNING, INVESTMENT RELATED: YES, ADDRESS: 2656 S 575 W, SYRACUSE, UT 84075, NATURE OF BUSINESS: FINANCIAL SERVICES, START DATE: 01/2024, POSITION/TITLE/RELATIONSHIP: OWNER, APX NUMBER OF HOURS PER WEEK: 40, APX NUMBER OF HOURS DURING TRADING HOURS: 32.5, BRIEF DESCRIPTION OF DUTIES: DBA FOR FINANCIAL SERVICES; 5. NAME OF OTHER BUSINESS: WESTSTAR INVESTMENTS SERVICES; INVESTMENT RELATED: YES; ADDRESS: SAME AS REGISTERED LOCATION; NATURE OF BUSINESS: FINANCIAL SERVICES; START DATE: 12/2025; POSITION/TITLE/RELATIONSHIP: FINANCIAL PROFESSIONAL; APX NUMBER OF HOURS PER WEEK: 5; APX NUMBER OF HOURS DURING TRADING HOURS: 5; BRIEF DESCRIPTION OF DUTIES: DBA FOR FINANCIAL SERVICES;

Exams

• S66 Uniform Combined State Law Examination
  2005-11-18
• S63 Uniform Securities Agent State Law Examination
  1990-01-12

Other Names

• Doug Daniels