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Anthony Allen Mogle

LPl Financial LLC

Jackson, MI

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Current Employers
Lpl Financial Llc

1055 Lpl Way, Fort Mill, SC 29715 • United States

Current Registrations

AuthorityCategoryStatusDate
MI RA APPROVED 2026-02-03
  • MI RA
    APPROVED
    Since 2026-02-03

Branch Locations

Jackson, MI • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Next Financial Group, Inc. Houston TX 01/2016 07/2025
Lpl Financial Llc Jackson MI 07/2025 Present
  • 01/2016 → 07/2025
    Next Financial Group, Inc.
    Houston, TX
  • 07/2025 → Present
    Jackson, MI
Previous Registrations
  • 2016-01-05 → 2025-07-10
    Next Financial Group, Inc.
    Houston, TX
    Jackson, MI
  • 2006-06-02 → 2015-12-31
    Ic Advisory Services, Inc.
    Jackson, MI
    Bedminster, NJ
  • 1999-12-14 → 2006-06-02
    The Investment Center, Inc.
    Jackson, MI
Other Businesses

1- 07/2025 - anthony mogle - FINRA Arbitrator - Not Investment Related - At Reported Business Location(s) - Start Date 06/16/2016 - 2 hours per month/ during trading

Exams
CodeExamDate
S65 Uniform Investment Adviser Law Examination 2011-07-14
S63 Uniform Securities Agent State Law Examination 1990-07-18
  • S65 Uniform Investment Adviser Law Examination
    2011-07-14
  • S63 Uniform Securities Agent State Law Examination
    1990-07-18
Other Names
  • Tony Mogle

View on SEC IAPD

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