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901 3Rd Avenue South, Minneapolis, MN 55402 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| CT | RA | APPROVED | 2024-07-02 |
Branch Locations
35 Village Rd Ste 500, Middleton, MA 01949 • United States
Boxford, MA • United States
1 disclosure category reported Yes on this SEC record. Read each Yes below, then review the firm’s Form ADV Item 11 guide for how disclosure questions work.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Wells Fargo Advisors Llc | Beverly | MA | 05/2009 | 09/2016 |
| Ameriprise Financial Services, Inc. | Middleton | MA | 09/2016 | 03/2020 |
| Ameriprise Financial Services, Llc | Middleton | MA | 03/2020 | Present |
Board of Directors; Hartwood Club Board of Trustees; Board Member; 195 Baer Rd, , Forestburgh, NY, 12777; Not Investment-Related; 06/29/2024; 1 to 9 hours per month; 0 during trading hours.
| Code | Exam | Date |
|---|---|---|
| S65 | Uniform Investment Adviser Law Examination | 1995-11-07 |
| S63 | Uniform Securities Agent State Law Examination | 1990-03-12 |
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