John William Pfenenger

Current Employers

Prism Capital

Columbia, MO • United States

Current Registrations

Authority	Category	Status	Date
MO	RA	APPROVED	2007-11-15

MO RA
APPROVED

Since 2007-11-15

Branch Locations

Columbia, MO • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

Regulatory action No
Criminal No
Bankruptcy No
Civil judicial No
Bond No
Judgment / lien No
Investigation No
Customer complaint No
Termination No

Employment History

Organization	City	State	From	To
Na	Jefferson City	MO	03/2000	Present

03/2000 → Present

Na

Jefferson City, MO

Other Businesses

Shorty"s Hook Sales Not investment-related 120 N Main St, Windsor, MO 65360 Fishing hook distributor No position in the company Part owner Since 1991 No time devoted, no related duties

Exams

Code	Exam	Date
S65	Uniform Investment Adviser Law Examination	2007-10-25

S65 Uniform Investment Adviser Law Examination

2007-10-25

Other Names

Bill Pfenenger

View on SEC IAPD