Best Investors
Account
Sign in
Best Investors
Account
Sign in
1450 American Lane 6Th Floor, Suite 650, Schaumburg, IL 60173-2096 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| NY | RA | APPROVED | 2024-03-21 |
| TX | RA | APPROVED_RES | 2024-03-21 |
Branch Locations
Fort Lauderdale, FL • United States
1142 (B) S Railroad Ave, Staten Island, NY 10306 • United States
Brooklyn, NY • United States
1 disclosure category reported Yes on this SEC record. Read each Yes below, then review the firm’s Form ADV Item 11 guide for how disclosure questions work.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Signature Securities Group Corp./Signature Bank | Staten Island | NY | 05/2013 | 08/2017 |
| Cetera Advisors Llc | Denver | CO | 08/2017 | Present |
| Cetera Investment Advisers Llc | Schaumburg | IL | 03/2024 | Present |
(1) NAME OF OTHER BUSINESS: FIXED INSURANCE WITH VARIOUS COMPANIES INVESTMENT RELATED: YES ADDRESS: SAME AS REGISTERED LOCATION NATURE OF BUSINESS: FIXED INSURANCE START DATE: 06/2020 APX NUMBER OF HOURS PER WEEK: LESS THAN 1 ; APX NUMBER OF HOURS DURING TRADING HOURS: LESS THAN 1 ; POSITION/TITLE/RELATIONSHIP: INSURANCE AGENT BRIEF DESCRIPTION OF DUTIES: SELLS LIFE, HEALTH, ANNUITIES AND LONG TERM CARE (2) NAME OF OTHER BUSINESS: MEDICARE NETWORK ADVISORS LLC INVESTMENT RELATED: NO ADDRESS: SAME AS REGISTERED LOCATION NATURE OF BUSINESS: HEALTH INSURANCE ; START DATE: 01/2020 POSITION/TITLE/RELATIONSHIP: OWNER / INSURANCE AGENT ; APX NUMBER OF HOURS PER WEEK: 10-15 ; APX NUMBER OF HOURS DURING TRADING HOURS: 10-15 BRIEF DESCRIPTION OF DUTIES: HEALTH INSURANCE SALES ;
| Code | Exam | Date |
|---|---|---|
| S65 | Uniform Investment Adviser Law Examination | 1998-05-09 |
| S63 | Uniform Securities Agent State Law Examination | 1991-04-16 |
Reach out to this advisor