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One North Jefferson Avenue Mail Code: H0004-05E, St. Louis, MO 63103-2205 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| LA | RA | APPROVED | 2025-12-12 |
| TX | RA | APPROVED_RES | 2025-12-11 |
Branch Locations
4171 Essen Lane Suite 1250, Baton Rouge, LA 70809 • United States
1 disclosure category reported Yes on this SEC record. Read each Yes below, then review the firm’s Form ADV Item 11 guide for how disclosure questions work.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Lpl Financial Corporation | Baton Rouge | LA | 07/2008 | 06/2017 |
| Morgan Stanley | Baton Rouge | LA | 06/2017 | 12/2025 |
| Morgan Stanley Private Bank, National Association | New York | NY | 07/2017 | 12/2025 |
| Wells Fargo Clearing Services, Llc | Baton Rouge | LA | 12/2025 | Present |
| Morgan Stanley Private Bank, N.A | New York | NY | 07/2017 | Present |
| Code | Exam | Date |
|---|---|---|
| S66 | Uniform Combined State Law Examination | 2016-05-17 |
| S63 | Uniform Securities Agent State Law Examination | 1996-02-09 |
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