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Current Employers
Wells Fargo Clearing Services, Llc

One North Jefferson Avenue Mail Code: H0004-05E, St. Louis, MO 63103-2205 • United States

Current Registrations

AuthorityCategoryStatusDate
LA RA APPROVED 2025-12-12
TX RA APPROVED_RES 2025-12-11
  • LA RA
    APPROVED
    Since 2025-12-12
  • TX RA
    APPROVED_RES
    Since 2025-12-11

Branch Locations

4171 Essen Lane Suite 1250, Baton Rouge, LA 70809 • United States

Disclosures

1 disclosure category reported Yes on this SEC record. Read each Yes below, then review the firm’s Form ADV Item 11 guide for how disclosure questions work.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint Yes
  • Termination No
Employment History
OrganizationCityStateFromTo
Lpl Financial Corporation Baton Rouge LA 07/2008 06/2017
Morgan Stanley Baton Rouge LA 06/2017 12/2025
Morgan Stanley Private Bank, National Association New York NY 07/2017 12/2025
Wells Fargo Clearing Services, Llc Baton Rouge LA 12/2025 Present
Morgan Stanley Private Bank, N.A New York NY 07/2017 Present
  • 07/2008 → 06/2017
    Lpl Financial Corporation
    Baton Rouge, LA
  • 06/2017 → 12/2025
    Baton Rouge, LA
  • 07/2017 → 12/2025
    Morgan Stanley Private Bank, National Association
    New York, NY
  • 12/2025 → Present
    Baton Rouge, LA
  • 07/2017 → Present
    Morgan Stanley Private Bank, N.A
    New York, NY
Previous Registrations
Exams
CodeExamDate
S66 Uniform Combined State Law Examination 2016-05-17
S63 Uniform Securities Agent State Law Examination 1996-02-09
  • S66 Uniform Combined State Law Examination
    2016-05-17
  • S63 Uniform Securities Agent State Law Examination
    1996-02-09
Other Names
  • Angie Denham

View on SEC IAPD

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