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1055 Lpl Way, Fort Mill, SC 29715 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| TN | RA | APPROVED | 2024-11-14 |
| TX | RA | APPROVED | 2024-11-14 |
Branch Locations
117 Seaboard Lane Ste E204, Franklin, TN 37067 • United States
No disclosure categories reported as “Yes” on this SEC record.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Raymond James & Associates | Nashville | TN | 01/2014 | 05/2021 |
| Pruco Securities, Llc. | Franklin | TN | 05/2021 | 11/2024 |
| Prudential Insurance Company Of America | Franklin | TN | 05/2021 | Present |
| Lpl Enterprise, Llc | Franklin | TN | 11/2024 | Present |
| Code | Exam | Date |
|---|---|---|
| S65 | Uniform Investment Adviser Law Examination | 1999-11-08 |
| S63 | Uniform Securities Agent State Law Examination | 1990-01-11 |
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