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Wayne Bloom

Commonwealth Financial Network

Waltham, MA

Weston, MA

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Current Employers
Commonwealth Financial Network

275 Wyman Street Suite 400, Waltham, MA 02451-1200 • United States

Current Registrations

AuthorityCategoryStatusDate
MA RA APPROVED 1996-01-31
  • MA RA
    APPROVED
    Since 1996-01-31

Branch Locations

275 Wyman Street, Ste. 400, Waltham, MA 02451 • United States

Weston, MA • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Commonwealth Equity Services, Inc. Waltham MA 06/1989 Present
Lpl Financial Llc Boston MA 10/2025 Present
  • 06/1989 → Present
    Commonwealth Equity Services, Inc.
    Waltham, MA
  • 10/2025 → Present
    Lpl Financial Llc
    Boston, MA
Exams
CodeExamDate
S65 Uniform Investment Adviser Law Examination 1995-05-15
S63 Uniform Securities Agent State Law Examination 1989-12-28
  • S65 Uniform Investment Adviser Law Examination
    1995-05-15
  • S63 Uniform Securities Agent State Law Examination
    1989-12-28
Other Names
  • Wayne Michael Bloom

View on SEC IAPD

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