Gary Wayne Gassmann

Current Employers

Ameriprise Financial Services, Llc

901 3Rd Avenue South, Minneapolis, MN 55402 • United States

Current Registrations

Authority	Category	Status	Date
CA	RA	APPROVED	1997-12-15

CA RA
APPROVED

Since 1997-12-15

Branch Locations

Scottsdale, AZ • United States

Disclosures

1 disclosure category reported Yes on this SEC record. Read each Yes below, then review the firm’s Form ADV Item 11 guide for how disclosure questions work.

Regulatory action No
Criminal No
Bankruptcy No
Civil judicial No
Bond No
Judgment / lien No
Investigation No
Customer complaint Yes
Termination No

Employment History

Organization	City	State	From	To
Ameriprise Financial Services, Inc.	Santa Rosa	CA	09/2005	03/2020
Ameriprise Financial Services, Llc	Scottsdale	AZ	03/2020	Present

09/2005 → 03/2020

Ameriprise Financial Services, Inc.

Santa Rosa, CA
03/2020 → Present

Ameriprise Financial Services, Llc

Scottsdale, AZ

Other Businesses

Business Ownership; Gasscha LLC; Owner; Rental property; 919 Monroe St, , Santa Rosa, CA, 95404; Not Investment-Related; 11/01/2019; 1 to 9 hours per month; 1 to 9 during trading hours.

Exams

Code	Exam	Date
S63	Uniform Securities Agent State Law Examination	1991-03-07

S63 Uniform Securities Agent State Law Examination

1991-03-07