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James Edward Heynen

LPl Enterprise, LLC

Irvine, CA

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Current Employers
Lpl Enterprise, Llc

1055 Lpl Way, Fort Mill, SC 29715 • United States

Current Registrations

AuthorityCategoryStatusDate
CA RA APPROVED 2024-11-14
  • CA RA
    APPROVED
    Since 2024-11-14

Branch Locations

3333 Michelson Drive Suite 820, Irvine, CA 92612 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Nylife Securities, Llc Irvine CA 06/2016 04/2018
New York Life Insurance Irvine CA 04/2016 04/2018
Eagle Strategies Llc Irvine CA 08/2016 04/2018
Pruco Securities, Llc. Irvine CA 04/2018 11/2024
Prudential Insurance Company Of America Irvine CA 04/2018 Present
Lpl Enterprise, Llc Irvine CA 11/2024 Present
  • 06/2016 → 04/2018
    Nylife Securities, Llc
    Irvine, CA
  • 04/2016 → 04/2018
    New York Life Insurance
    Irvine, CA
  • 08/2016 → 04/2018
    Eagle Strategies Llc
    Irvine, CA
  • 04/2018 → 11/2024
    Pruco Securities, Llc.
    Irvine, CA
  • 04/2018 → Present
    Prudential Insurance Company Of America
    Irvine, CA
  • 11/2024 → Present
    Lpl Enterprise, Llc
    Irvine, CA
Previous Registrations
Exams
CodeExamDate
S65 Uniform Investment Adviser Law Examination 2016-12-07
S66 Uniform Combined State Law Examination 2014-01-22
S63 Uniform Securities Agent State Law Examination 1991-02-25
  • S65 Uniform Investment Adviser Law Examination
    2016-12-07
  • S66 Uniform Combined State Law Examination
    2014-01-22
  • S63 Uniform Securities Agent State Law Examination
    1991-02-25

View on SEC IAPD

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