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One North Jefferson Avenue Mail Code: H0004-05E, St. Louis, MO 63103-2205 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| TX | RA | APPROVED_RES | 2016-07-27 |
| VA | RA | APPROVED | 2002-06-20 |
Branch Locations
999 Waterside Dr Ste 1800 Dominion Tower, Norfolk, VA 23510 • United States
1 disclosure category reported Yes on this SEC record. Read each Yes below, then review the firm’s Form ADV Item 11 guide for how disclosure questions work.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Wells Fargo Advisors Llc | Norfolk | VA | 05/2009 | 11/2016 |
| Wells Fargo Clearing Services, Llc | Norfolk | VA | 11/2016 | Present |
VIRGINIA BEACH AUDUBON SOCIETY, INV RELATED, VIRGINIA BEACH, VA, TREASURER, START 7/1/2020, 1 HOUR PER MONTH, ZERO DURING TRADING, MEMBER DUES BALANCE AND EXPENSE REPORTING.
| Code | Exam | Date |
|---|---|---|
| S65 | Uniform Investment Adviser Law Examination | 1996-05-31 |
| S63 | Uniform Securities Agent State Law Examination | 1990-01-02 |
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