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Current Employers
Charles Schwab & Co., Inc.

425 Market Street 17Th Floor, San Francisco, CA 94105 • United States

Current Registrations

AuthorityCategoryStatusDate
TX RA APPROVED 2023-01-03
IN RA APPROVED 2021-01-05
  • TX RA
    APPROVED
    Since 2023-01-03
  • IN RA
    APPROVED
    Since 2021-01-05

Branch Locations

One International Place, Boston, MA 02110-2600 • United States

Carmel, IN • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Charles Schwab Investment Advisory, Inc. Indianapolis IN 04/2013 12/2021
Charles Schwab & Co., Inc. Indianapolis IN 01/2020 Present
  • 04/2013 → 12/2021
    Charles Schwab Investment Advisory, Inc.
    Indianapolis, IN
  • 01/2020 → Present
    Indianapolis, IN
Previous Registrations
  • 2013-04-30 → 2022-01-25
    Charles Schwab Investment Advisory, Inc.
    Indianapolis, IN
    San Francisco, CA
  • 2005-03-15 → 2013-04-30
    Fishers (Indianapolis), IN
    Fishers (Indianapolis), IN
    Fishers, IN
    Indianapolis, IN
    Fishers (Indianapolis), IN
    Indianapolis, IN
Exams
CodeExamDate
S63 Uniform Securities Agent State Law Examination 2020-08-19
S66 Uniform Combined State Law Examination 2005-03-07
  • S63 Uniform Securities Agent State Law Examination
    2020-08-19
  • S66 Uniform Combined State Law Examination
    2005-03-07
Other Names
  • Rob Hurst

View on SEC IAPD

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