Jeffrey David Wiseman

Current Employers

Cresset Asset Management, Llc

444 W. Lake Street Suite 4700, Chicago, IL 60606 • United States

Current Registrations

Authority	Category	Status	Date
CA	RA	APPROVED_RES	2023-06-01

CA RA
APPROVED_RES

Since 2023-06-01

Branch Locations

Ventura, CA • United States

444 W. Lake Street Suite 4700, Chicago, IL 60606 • United States

Disclosures

2 disclosure categories reported Yes on this SEC record. Read each Yes below, then review the firm’s Form ADV Item 11 guide for how disclosure questions work.

Regulatory action No
Criminal No
Bankruptcy No
Civil judicial No
Bond No
Judgment / lien No
Investigation No
Customer complaint Yes
Termination Yes

Employment History

Organization	City	State	From	To
Self-Employed	Ventura	CA	04/2014	03/2023
Cresset Asset Management, Llc	Ventura,	CA	03/2023	Present

04/2014 → 03/2023

Self-Employed

Ventura, CA
03/2023 → Present

Cresset Asset Management, Llc

Ventura,, CA

Previous Registrations

2009-06-01 → 2015-05-13

Morgan Stanley

Oxnard, CA
2008-12-19 → 2009-06-01

Morgan Stanley & Co. Llc

Oxnard, CA
2004-10-04 → 2008-12-26

Ubs Financial Services Inc.

Oxnard, CA

Oxnard, CA
1997-07-08 → 2004-10-05

Merrill Lynch, Pierce, Fenner & Smith Incorporated

Woodland Hills, CA

Exams

Code	Exam	Date
S63	Uniform Securities Agent State Law Examination	1993-04-30

S63 Uniform Securities Agent State Law Examination

1993-04-30

Other Names

Jeffry David Wiseman
Jeffry David Wiseman

View on SEC IAPD