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Current Employers
Cetera Investment Advisers Llc

1450 American Lane 6Th Floor, Suite 650, Schaumburg, IL 60173-2096 • United States

Current Registrations

AuthorityCategoryStatusDate
OH RA APPROVED 2023-06-29
TX RA APPROVED_RES 2023-06-29
  • OH RA
    APPROVED
    Since 2023-06-29
  • TX RA
    APPROVED_RES
    Since 2023-06-29

Branch Locations

5800 Monroe St Building A Ste 4, Sylvania, OH 43560 • United States

Toledo, OH • United States

Vantage Financial Group, Inc.

6200 Rockside Road, Cleveland, OH 44131 • United States

Current Registrations

AuthorityCategoryStatusDate
OH RA APPROVED 2022-04-11
  • OH RA
    APPROVED
    Since 2022-04-11

Branch Locations

5800 Monroe Street Building A - Suite 4, Sylvania, OH 43560 • United States

6200 Rockside Road, Cleveland, OH 44131 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Voya Financial Advisors Holland OH 09/2014 10/2019
Hrs Wealth Solutions Holland OH 07/2016 10/2019
Cetera Wealth Services, Llc El Segundo CA 10/2019 Present
Vantage Financial Group Sylvania OH 10/2019 Present
Cetera Investment Advisers Llc Schaumburg IL 06/2023 Present
Llf&F Group Ltd. El Segundo CA 01/2026 Present
  • 09/2014 → 10/2019
    Voya Financial Advisors
    Holland, OH
  • 07/2016 → 10/2019
    Hrs Wealth Solutions
    Holland, OH
  • 10/2019 → Present
    Cetera Wealth Services, Llc
    El Segundo, CA
  • 10/2019 → Present
    Vantage Financial Group
    Sylvania, OH
  • 06/2023 → Present
    Schaumburg, IL
  • 01/2026 → Present
    Llf&F Group Ltd.
    El Segundo, CA
Previous Registrations
  • 2013-07-09 → 2019-10-30
    Toledo, OH
    Holland, OH
    Fremont, OH
    Holland, OH
  • 2012-11-05 → 2013-06-27
    Walnut Street Securities, Inc.
    Toledo , OH
    Toledo, OH
Other Businesses

1. NAME OF OTHER BUSINESS: FIXED INSURANCE WITH VARIOUS COMPANIES; INVESTMENT RELATED: YES; ADDRESS: SAME AS REGISTERED LOCATION; NATURE OF BUSINESS: FIXED INSURANCE; START DATE: 6/1987; APX NUMBER OF HOURS PER WEEK: 10; APX NUMBER OF HOURS DURING TRADING HOURS: 10; POSITION/TITLE/RELATIONSHIP: INSURANCE AGENT; BRIEF DESCRIPTION OF DUTIES: SALES OF FIXED INSURANCE PRODUCTS; 2. NAME OF OTHER BUSINESS: VANTAGE FINANCIAL GROUP CRD# 105950; INVESTMENT RELATED: YES; ADDRESS: SAME AS REGISTERED LOCATION; NATURE OF BUSINESS: FINANCIAL SERVICES; START DATE: 10/2019; POSITION/TITLE/RELATIONSHIP: INVESTMENT ADVISORY REPRESENTATIVE; APX NUMBER OF HOURS PER WEEK: 40; APX NUMBER OF HOURS DURING TRADING HOURS: 40; BRIEF DESCRIPTION OF DUTIES: PROVIDE FINANCIAL SERVICES; 3. NAME OF OTHER BUSINESS: LLF&F GROUP LTD.; INVESTMENT RELATED: NO; ADDRESS: SAME AS REGISTERED LOCATION; NATURE OF BUSINESS: OFFICE BUILDING; START DATE: 1/2026; POSITION/TITLE/RELATIONSHIP: OWNER; APX NUMBER OF HOURS PER WEEK: 0; APX NUMBER OF HOURS DURING TRADING HOURS: 0; BRIEF DESCRIPTION OF DUTIES: NONE - LLC FOR OFFICE BUILDING;

Exams
CodeExamDate
S63 Uniform Securities Agent State Law Examination 1993-11-26
  • S63 Uniform Securities Agent State Law Examination
    1993-11-26

View on SEC IAPD

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