Gregg Michael Gottlieb

Current Employers

Viable

Malvern, PA • United States

Current Registrations

Authority	Category	Status	Date
NJ	RA	APPROVED	2024-05-17
PA	RA	APPROVED	2024-03-14

NJ RA
APPROVED

Since 2024-05-17
PA RA
APPROVED

Since 2024-03-14

Branch Locations

Malvern, PA • United States

248 Columbia Turnpike, Suite 317, Florham Park, NJ 07932 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

Regulatory action No
Criminal No
Bankruptcy No
Civil judicial No
Bond No
Judgment / lien No
Investigation No
Customer complaint No
Termination No

Employment History

Organization	City	State	From	To
The Diamond Agency	Clifton	NJ	06/1986	01/2018
Regal Wealth Advisors, Llc	Florham Park	NJ	01/2005	Present
Kestra Financial Services, Inc	Austin	TX	04/2016	01/2019
Lpl Financial Llc	Florham Park	NJ	01/2019	03/2024
Viaable, Llc	Malvern	PA	03/2024	Present
World Equity Group, Inc	Malvern	PR	05/2024	09/2025
Benefit Funding Services Llc	Irvine	CA	02/2025	Present

06/1986 → 01/2018

The Diamond Agency

Clifton, NJ
01/2005 → Present

Regal Wealth Advisors, Llc

Florham Park, NJ
04/2016 → 01/2019

Kestra Financial Services, Inc

Austin, TX
01/2019 → 03/2024

Lpl Financial Llc

Florham Park, NJ
03/2024 → Present

Viaable, Llc

Malvern, PA
05/2024 → 09/2025

World Equity Group, Inc

Malvern, PR
02/2025 → Present

Benefit Funding Services Llc

Irvine, CA

Previous Registrations

2019-01-11 → 2024-03-13

Lpl Financial Llc

Florham Park, NJ

Florham Park, NJ

Fort Mill, SC

Boca Raton, FL

Myrtle Beach, SC
2016-04-20 → 2019-01-17

Kestra Advisory Services, Llc

Florham Park, NJ
2002-07-05 → 2016-09-22

Kestra Investment Services, Llc

Florham Park, NJ

Florham Park, NJ

Other Businesses

1) 01/02/2019 - Barandi Brokerage, LLC - Non-Variable Insurance - inv rel - at reported business location(s) - start: 01/2015 2) 01/02/2019 - Frito Agency, LLC - Non-Variable Insurance - inv rel - at reported business location(s) - start: 09/2016 3) 01/02/2019 - Seneca Insurance - Non-Variable Insurance - inv rel - at reported business location(s) - start: 09/2009 4) 01/02/2019 -CMI Planning, LLC - Business Entity For Tax/Investment Purposes Only - inv rel - at reported business location(s) - start: 01/2010 - 160 hr/mth 5) 01/02/2019 - Gold Regal LLC - Business Entity For Tax/Investment Purposes Only - inv rel - at reported business location(s) - start: 12/2017 - 80 hr/mth 6) 3/6/2019 - Regal Wealth Advisors - Investment Related - At Reported Business Location(s) - Holding Company for Administrative Purposes) - Started 01/01/2018 - 160 Hours Per Month/8 Hours During Securities Trading. 7) 07/11/2022 - Gottlieb Family Holdings, LLC - Investment Related - At Reported Business Location(s) - Real Estate Rental - Start Date - 01/01/2021 - 5 Hours Per Month/0 Hours During Securities Trading. 9) 12/05/2022 - First Financial Resources - Investment Related - At Reported Business Location(s) - Non-Variable Insurance - Member - Start Date - 11/21/2022 - 20 Hours Per Month/20 Hours During Securities Trading

Exams

Code	Exam	Date
S65	Uniform Investment Adviser Law Examination	1999-01-27
S63	Uniform Securities Agent State Law Examination	1990-02-16

S65 Uniform Investment Adviser Law Examination

1999-01-27
S63 Uniform Securities Agent State Law Examination

1990-02-16

Designations

View on SEC IAPD