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Current Employers
Lpl Financial Llc

1055 Lpl Way, Fort Mill, SC 29715 • United States

Current Registrations

AuthorityCategoryStatusDate
AZ RA APPROVED 2025-03-06
CA RA APPROVED 2025-03-06
CO RA APPROVED 2025-03-06
DC RA APPROVED 2025-03-06
FL RA APPROVED 2025-03-06
GA RA APPROVED 2025-03-06
ME RA APPROVED 2025-03-06
MD RA APPROVED 2025-03-06
MA RA APPROVED 2025-03-06
MN RA APPROVED 2025-03-06
MT RA APPROVED 2025-03-06
NH RA APPROVED 2025-03-06
NJ RA APPROVED 2025-03-06
NY RA APPROVED 2025-03-06
NC RA APPROVED 2025-03-06
OR RA APPROVED 2025-03-06
PA RA APPROVED 2025-03-06
RI RA APPROVED 2025-03-06
SC RA APPROVED 2025-03-06
UT RA APPROVED 2025-03-06
VA RA APPROVED 2025-03-06
  • AZ RA
    APPROVED
    Since 2025-03-06
  • CA RA
    APPROVED
    Since 2025-03-06
  • CO RA
    APPROVED
    Since 2025-03-06
  • DC RA
    APPROVED
    Since 2025-03-06
  • FL RA
    APPROVED
    Since 2025-03-06
  • GA RA
    APPROVED
    Since 2025-03-06
  • ME RA
    APPROVED
    Since 2025-03-06
  • MD RA
    APPROVED
    Since 2025-03-06
  • MA RA
    APPROVED
    Since 2025-03-06
  • MN RA
    APPROVED
    Since 2025-03-06
  • MT RA
    APPROVED
    Since 2025-03-06
  • NH RA
    APPROVED
    Since 2025-03-06
  • NJ RA
    APPROVED
    Since 2025-03-06
  • NY RA
    APPROVED
    Since 2025-03-06
  • NC RA
    APPROVED
    Since 2025-03-06
  • OR RA
    APPROVED
    Since 2025-03-06
  • PA RA
    APPROVED
    Since 2025-03-06
  • RI RA
    APPROVED
    Since 2025-03-06
  • SC RA
    APPROVED
    Since 2025-03-06
  • UT RA
    APPROVED
    Since 2025-03-06
  • VA RA
    APPROVED
    Since 2025-03-06

Branch Locations

5 Penn Plaza 19Th Fl, New York, NY 10001 • United States

727 Union Avenue, Riverhead, NY 11901 • United States

1305 Walt Whitman Road Suite 310, Melville, NY 11747 • United States

86 Carleton Avenue, East Islip, NY 11730 • United States

535 Broadhollow Rd Ste B34, Melville, NY 11747 • United States

Disclosures

1 disclosure category reported Yes on this SEC record. Read each Yes below, then review the firm’s Form ADV Item 11 guide for how disclosure questions work.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint Yes
  • Termination No
Employment History
OrganizationCityStateFromTo
The Investment Center, Inc. East Islip NY 01/2006 03/2025
Ic Advisory Services, Inc. East Islep NJ 06/2006 03/2025
Lpl Financial Llc East Islip NY 03/2025 Present
  • 01/2006 → 03/2025
    The Investment Center, Inc.
    East Islip, NY
  • 06/2006 → 03/2025
    Ic Advisory Services, Inc.
    East Islep, NJ
  • 03/2025 → Present
    East Islip, NY
Previous Registrations
  • 2006-06-02 → 2025-03-06
    Ic Advisory Services, Inc.
    East Islip, NY
    Bedminster, NJ
  • 2006-01-03 → 2006-10-02
    The Investment Center, Inc.
    Riverhead, NY
    Melville, NY
    Roslyn, NY
    Jericho, NY
    New York, NY
    Hauppauge, NY
    East Islip, NY
    Melville, NY
    Melville, NY
    New York, NY
    Bedminster, NJ
  • 2005-12-09 → 2005-12-31
    Pgp Financial, Inc.
    Hauppauge, NC
Other Businesses

1. 03/06/2025- Comprehensive Financial Benefits LLC- Non-Variable Insurance- INV Related- At Reported Business Location(s)- Start date 01/01/2015- 20 Hours Per Month- 20 Hours During Trading 2. 03/06/2025- Stanley Lozinski- Coach/ Sports/ Fitness- INV Related- At Great RIver, NY-Start date 06/01/2023- 8 Hours Per Month 3. 03/06/2025- CF Advisory Services, LLC- DBA for LPL Business (entity for LPL business)- INV Related- At Reported Business Location(s)- Start date 01/01/2017- 160 Hours Per Month- 160 Hours During Trading 4. 03/06/2025- Comprehensive Financial- DBA for LPL Business (entity for LPL business)- INV Related- At Reported Business Location(s)- Start date 01/01/2017- 160 Hours Per Month- 160 Hours During Trading

Exams
CodeExamDate
S63 Uniform Securities Agent State Law Examination 1989-12-04
  • S63 Uniform Securities Agent State Law Examination
    1989-12-04
Designations

View on SEC IAPD

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