John Joseph Dimpel

Current Employers

Employment History

• 05/2009 → Present
  Raymond James Financial Services, Inc.
  Cottonwood Heights, UT
• 05/2009 → Present
  Raymond James Financial Services Advisors
  Cottonwood Heights, UT
• 05/2009 → Present
  Jjd & Associates Inc
  The Woodlands, TX

Previous Registrations

• 1995-02-08 → 2009-05-11
  Merrill Lynch, Pierce, Fenner & Smith Incorporated
  The Woodlands, TX
  The Woodlands, TX

Other Businesses

(1)Name of Business: Dimpel NDIC LLC Address: 2002 Timberloch Pl, Suite 200, The Woodlands, TX, 77380, United States Activity Type: Rental Real Estate Position/Title: Partner Investment Related: Yes Start Date: 12/13/2013 Hours per month devoted to this business: 2-10 Hours per month devoted to this business during trading hours: 0-1 Description of duties: My wife and I created this LLC to own rental real estate in multiple locations locations:1) homes in South Bend, IN, 2) home in Salt lake City, UT, 3) rental home in Cassopolis MI; (2)Name of Business: JJD & Associates Inc Address: 2002 Timberloch Pl., Suite 200, The Woodlands, TX, 77380, United States Activity Type: Support Company - Owner Position/Title: Officer - CEO Investment Related: No Start Date: 05/01/2009 Hours per month devoted to this business: 81+ Hours per month devoted to this business during trading hours: 81+ Description of duties: This is my S corporation operating company with which my RJFS Business is run through

Exams

• S65 Uniform Investment Adviser Law Examination
  1994-03-02
• S63 Uniform Securities Agent State Law Examination
  1994-02-04

Other Names

• John Joseph (Jr) Dimpel