Linda M Scipione

Current Employers

Stifel, Nicolaus & Company, Incorporated

501 N Broadway, St Louis, MO 63102 • United States

Current Registrations

Authority	Category	Status	Date
TX	RA	APPROVED_RES	2020-01-13
CA	RA	APPROVED	2008-01-14

TX RA
APPROVED_RES

Since 2020-01-13
CA RA
APPROVED

Since 2008-01-14

Branch Locations

1000 Town Center Dr. Suite 450, Oxnard, CA 93030 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

Regulatory action No
Criminal No
Bankruptcy No
Civil judicial No
Bond No
Judgment / lien No
Investigation No
Customer complaint No
Termination No

Employment History

Organization	City	State	From	To
Stifel Nicolaus	St. Louis	MO	01/2008	Present

01/2008 → Present

Stifel Nicolaus

St. Louis, MO

Previous Registrations

2003-03-21 → 2008-01-16

A. G. Edwards & Sons, Inc.

Oxnard, CA

Oxnard, CA
1998-11-02 → 2003-03-25

Morgan Stanley Dw Inc.

Ventura, CA

Other Businesses

1. TRUSTEE NON-FAMILY TRUST 2. Rental Property; 2894 E. Sierra Madre Pasadena CA 91107;Co-owner; 1/1/19;1 hr/mo;not during securities trading hours;investment related.

Exams

Code	Exam	Date
S63	Uniform Securities Agent State Law Examination	1990-12-13

S63 Uniform Securities Agent State Law Examination

1990-12-13

Other Names

Linda Margie Swart
Lin Swart
Linda Margie Scipione
Linda Margie Swart-Scipione

View on SEC IAPD