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Jay Richard Rowley

Oppenheimer & Co. Inc.

Atlanta, GA

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Current Employers
Oppenheimer & Co. Inc.

85 Broad Street 22Nd Floor, New York, NY 10004 • United States

Current Registrations

AuthorityCategoryStatusDate
GA RA APPROVED 2024-11-14
FL RA APPROVED 2017-05-08
  • GA RA
    APPROVED
    Since 2024-11-14
  • FL RA
    APPROVED
    Since 2017-05-08

Branch Locations

Phipps Tower-3438 Peachtree Rd Ne Suite 950, Atlanta, GA 30326 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Morgan Stanley Private Bank, National Association New York NY 01/2015 05/2017
Oppenheimer & Co. Inc. Atlanta GA 05/2017 Present
  • 01/2015 → 05/2017
    Morgan Stanley Private Bank, National Association
    New York, NY
  • 05/2017 → Present
    Oppenheimer & Co. Inc.
    Atlanta, GA
Previous Registrations
Exams
CodeExamDate
S63 Uniform Securities Agent State Law Examination 2001-07-10
S65 Uniform Investment Adviser Law Examination 2001-07-10
  • S63 Uniform Securities Agent State Law Examination
    2001-07-10
  • S65 Uniform Investment Adviser Law Examination
    2001-07-10

View on SEC IAPD

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