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1055 Lpl Way, Fort Mill, SC 29715 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| TX | RA | APPROVED | 2016-09-13 |
| MA | RA | APPROVED | 2016-08-26 |
Branch Locations
Middletown, RI • United States
888 Worcester St, Suite 30, Wellesley, MA 02482 • United States
No disclosure categories reported as “Yes” on this SEC record.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Lpl Financial, Llc | Brookline | MA | 07/2016 | Present |
| Beacon Wealth Advisors | Brookline | MA | 07/2016 | Present |
1) 06/29/2016 - BEACON WEALTH ADVISORS - DBA for LPL Business (entity for LPL business) - inv rel - at reported business location(s) - start: 07/15/2016 - 160 hr/mth 2) 8/29/2018 - No Business Name - Not Investment Related - At Reported Business Location(s)- Other-Notary Public - Start Date:09/17/2018 - 2 Hours Per Month/1 Hours During Trading. 3) 08/30/2021 - No Business Name - Investment Related - Newport, RI 02840 - Real Estate Rental - Start Date: 06/01/2021 - 2 Hours Per Month/0 Hours During Securities Trading.
| Code | Exam | Date |
|---|---|---|
| S65 | Uniform Investment Adviser Law Examination | 2016-08-24 |
| S63 | Uniform Securities Agent State Law Examination | 1989-11-29 |
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