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Current Employers
Lpl Financial Llc

1055 Lpl Way, Fort Mill, SC 29715 • United States

Current Registrations

AuthorityCategoryStatusDate
TX RA APPROVED 2016-09-13
MA RA APPROVED 2016-08-26
  • TX RA
    APPROVED
    Since 2016-09-13
  • MA RA
    APPROVED
    Since 2016-08-26

Branch Locations

Middletown, RI • United States

888 Worcester St, Suite 30, Wellesley, MA 02482 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Lpl Financial, Llc Brookline MA 07/2016 Present
Beacon Wealth Advisors Brookline MA 07/2016 Present
  • 07/2016 → Present
    Brookline, MA
  • 07/2016 → Present
    Beacon Wealth Advisors
    Brookline, MA
Other Businesses

1) 06/29/2016 - BEACON WEALTH ADVISORS - DBA for LPL Business (entity for LPL business) - inv rel - at reported business location(s) - start: 07/15/2016 - 160 hr/mth 2) 8/29/2018 - No Business Name - Not Investment Related - At Reported Business Location(s)- Other-Notary Public - Start Date:09/17/2018 - 2 Hours Per Month/1 Hours During Trading. 3) 08/30/2021 - No Business Name - Investment Related - Newport, RI 02840 - Real Estate Rental - Start Date: 06/01/2021 - 2 Hours Per Month/0 Hours During Securities Trading.

Exams
CodeExamDate
S65 Uniform Investment Adviser Law Examination 2016-08-24
S63 Uniform Securities Agent State Law Examination 1989-11-29
  • S65 Uniform Investment Adviser Law Examination
    2016-08-24
  • S63 Uniform Securities Agent State Law Examination
    1989-11-29

View on SEC IAPD

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