Carleton William Crockett

Current Employers

Employment History

• 02/1991 → 10/2017
  Pfs Investments Inc.
  Duluth, GA
• 10/2017 → 11/2023
  Next Financial Group
  Hyannis, MA
• 11/2023 → Present
  Lpl Financial Llc
  Hyannis, MA
• 11/2023 → Present
  Flagship Harbor Advisors,Llc
  Boston, MA

Previous Registrations

• 2017-12-04 → 2023-11-03
  Next Financial Group, Inc.
  Bridgewater, MA
  Hyannis, MA

Other Businesses

1) 09/2023 - CROCKETT AND ASSOCIATES / Business Entity For Tax/Investment Purposes Only / Not Inv. Related / Yarmouth MA / Start date 01/01/1988 - 20 Hrs per month / 2% Time Spent 2) 09/2023 - Non-Variable Insurance / Agent / Inv. Related / Hyannis, MA / Start date / 10/02/2023 - 10 Hrs per month / 2% Time Spent 3) 09/2023 - Flagship Harbor Advisors. LLC / DBA for LPL Business (entity for LPL business) - Inv. Related - At Reported Business Location(s)160 Hrs per month / 100% Time Spent 4) 11/07/2023 - Flagship Harbor Advisors - Registered Investment Advisor - Advisor - Investment Related - At Reported Business Location(s) - Start Date 10/02/2023 - 160 Hours Per Month/ 8 Hours During Trading - I provide investment advisory services through Flagship Harbor Advisors, an independent investment advisor firm. I started this business activity in 11/1/2023. I expect to spend approximately 160 hours per month on this activity. Please see the advisory firm's Form ADV for more information about its address, the nature of its business, its owners, and its service6s at http://www.adviserinfo.sec.gov/IAPD. The firm is separate from and independent of LPL Financial.

Exams

• S65 Uniform Investment Adviser Law Examination
  2017-09-19
• S63 Uniform Securities Agent State Law Examination
  1990-02-05