Robert Charles Waddell

Current Employers

Cl Wealth Management Llc

425 N. Martingale Rd. Suite 1220, Schaumburg, IL 60173 • United States

Current Registrations

Authority	Category	Status	Date
FL	RA	APPROVED	2019-08-22
AR	RA	APPROVED	2017-06-26

FL RA
APPROVED

Since 2019-08-22
AR RA
APPROVED

Since 2017-06-26

Branch Locations

Springdale, AR • United States

425 N. Martingale Rd. Suite 1220, Schaumburg, IL 60173 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

Regulatory action No
Criminal No
Bankruptcy No
Civil judicial No
Bond No
Judgment / lien No
Investigation No
Customer complaint No
Termination No

Employment History

Organization	City	State	From	To
Dba Waddell Wealth Management	Springdale	AR	08/2008	Present
Habitual Smokers Barbecue Team	Springdale	AR	03/1996	Present
Robert Waddell	Springdale	AR	01/2006	Present
Wilbanks Securities, Inc.	Oklahoma City	OK	07/2016	06/2017
Wilbanks Securities Advisory	Oklahoma City	OK	07/2016	06/2017
Cabot Lodge Securities Llc	Schaumburg	IL	05/2017	Present
National Association Of Insurance And Financial Advisors--Naifa	Springdale	AR	07/2007	Present
Cl Wealth Management Llc	Schaumburg	IL	06/2017	Present

08/2008 → Present

Dba Waddell Wealth Management

Springdale, AR
03/1996 → Present

Habitual Smokers Barbecue Team

Springdale, AR
01/2006 → Present

Robert Waddell

Springdale, AR
07/2016 → 06/2017

Wilbanks Securities, Inc.

Oklahoma City, OK
07/2016 → 06/2017

Wilbanks Securities Advisory

Oklahoma City, OK
05/2017 → Present

Cabot Lodge Securities Llc

Schaumburg, IL
07/2007 → Present

National Association Of Insurance And Financial Advisors--Naifa

Springdale, AR
06/2017 → Present

Cl Wealth Management Llc

Schaumburg, IL

Previous Registrations

2016-08-12 → 2017-06-23

Wilbanks Securities Advisory

Springdale, AR

Oklahoma City, OK
2016-05-23 → 2016-07-22

Osaic Wealth, Inc.

Springdale, AR

Springdale, AR

Tulsa, OK
2010-07-06 → 2016-07-20

First Independent Advisory Services, Inc.

Springdale, AR

Springdale, AR
2008-08-22 → 2010-07-02

Next Financial Group, Inc.

Houston, TX

Springdale, AR

Little Rock, AR

Springdale, AR
2007-02-12 → 2008-08-21

Edward Jones

Springdale, AR

Springdale, AR

St Louis, MO

Other Businesses

1) WADDELL WEALTH MANAGEMENT (DBA), INVESTMENT RELATED, SPRINGDALE, AR, INVESTMENT SERVICES, OWNER, 08/2008; APPROX 160 HRS/MTH; APPROX 100 HRS/MTH DURING SECURITIES TRADING; INVESTMENT RELATED SERVICES FOR CLIENTS' INVESTMENTS. 2)HABITUAL SMOKERS BAR-BE-CUE TEAM, NON-INVESTMENT RELATED; SPRINGDALE, AR, COMPETITION BARBECUE COOKING TEAM, OWNER, 01/1996; 10 HOURS PER MONTH, 10 PER MONTH DURING TRADING HOURS; PARTICIPATES IN BBQ COMPETITION. 3)ROBERT WADDELL, SPRINGDALE, AR, INVESTMENT RELATED; INSURANCE SALES; AGENT; START 08/2008; APPROX 0 HOURS PER MONTH, 0 HOURS PER MONTH DURING TRADING HOURS, WHILE INSURANCE LICENSED I DO NOT PURSUE INSURANCE BUSINESS. 4) NATIONAL ASSOCIATION OF INSURANCE AND FINANCIAL ADVISORS (NAIFA), NON-INVESTMENT RELATED, SPRINGDALE, AR, STATE PRESIDENT, 07/2007, 10 HOURS PER MONTH, 10 HOURS DURING TRADING HOURS, HELP GUIDE THE INTERESTS OF NAIFA ON THE STATE LEVEL.

Exams

Code	Exam	Date
S66	Uniform Combined State Law Examination	2007-02-05
S63	Uniform Securities Agent State Law Examination	2005-09-16

S66 Uniform Combined State Law Examination

2007-02-05
S63 Uniform Securities Agent State Law Examination

2005-09-16

View on SEC IAPD