James Michael Kirk

Current Employers

Rocky Mountain Financial Solutions Inc.

Erie, CO • United States

Current Registrations

Authority	Category	Status	Date
CO	RA	APPROVED	2021-01-12

CO RA
APPROVED

Since 2021-01-12

Branch Locations

Erie, CO • United States

Disclosures

1 disclosure category reported Yes on this SEC record. Read each Yes below, then review the firm’s Form ADV Item 11 guide for how disclosure questions work.

Regulatory action No
Criminal No
Bankruptcy No
Civil judicial No
Bond No
Judgment / lien No
Investigation No
Customer complaint Yes
Termination No

Employment History

Organization	City	State	From	To
Marketforce Information	Louisville	CO	03/2016	11/2018
Ifc	Auburn	CA	02/2018	11/2020
Kirk, James, Michael Dba Rocky Mountain Financial Solutions	Erie	CO	04/2018	Present
Kirk, James, Michael Dba Rocky Mountain Financial Solutions	Erie	CO	11/2020	Present

03/2016 → 11/2018

Marketforce Information

Louisville, CO
02/2018 → 11/2020

Ifc

Auburn, CA
04/2018 → Present

Kirk, James, Michael Dba Rocky Mountain Financial Solutions

Erie, CO
11/2020 → Present

Kirk, James, Michael Dba Rocky Mountain Financial Solutions

Erie, CO

Previous Registrations

2018-02-27 → 2021-01-13

Ifc

Erie, CO
2010-07-14 → 2011-08-26

Mml Investors Services, Llc

Toledo, OH

Denver, CO

Other Businesses

Kirk, James, Michael DBA Rocky Mountain Financial Solutions; Erie, Co; licensed insurance agent since 04/2018; investment related; selling insurance products; 8 hrs/mo.

Exams

Code	Exam	Date
S63	Uniform Securities Agent State Law Examination	2008-03-12

S63 Uniform Securities Agent State Law Examination

2008-03-12

Designations

Other Names

James M. Kirk

View on SEC IAPD