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Current Employers
Merrill Lynch, Pierce, Fenner & Smith Incorporated

One Bryant Park, New York, NY 10036 • United States

Current Registrations

AuthorityCategoryStatusDate
TX RA APPROVED 2026-08-04
CA RA APPROVED 2026-07-02
  • TX RA
    APPROVED
    Since 2026-08-04
  • CA RA
    APPROVED
    Since 2026-07-02

Branch Locations

333 S Hope St, Los Angeles, CA 90071 • United States

835 N Pacific Coast Hwy, El Segundo, CA 90245 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Merrill Lynch, Pierce, Fenner & Smith Incorporated Manhattan Beach CA 05/2026 Present
Bank Of America Los Angeles CA 08/2022 05/2026
Bank Of America Los Angeles CA 12/2019 08/2022
Warner Safeguard Inc Chatsworth CA 09/2019 11/2019
Western Area Security Services Burbank CA 10/2010 08/2019
Bank Of America, N.A. Manhattan Beach CA 06/2026 Present
  • 05/2026 → Present
    Manhattan Beach, CA
  • 08/2022 → 05/2026
    Bank Of America
    Los Angeles, CA
  • 12/2019 → 08/2022
    Bank Of America
    Los Angeles, CA
  • 09/2019 → 11/2019
    Warner Safeguard Inc
    Chatsworth, CA
  • 10/2010 → 08/2019
    Western Area Security Services
    Burbank, CA
  • 06/2026 → Present
    Bank Of America, N.A.
    Manhattan Beach, CA
Exams
CodeExamDate
S66 Uniform Combined State Law Examination 2026-01-26
  • S66 Uniform Combined State Law Examination
    2026-01-26

View on SEC IAPD

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