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1055 Lpl Way, Fort Mill, SC 29715 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| IL | RA | APPROVED | 2026-06-22 |
Branch Locations
20 North Wacker Drive Suite 3010, Chicago, IL 60606 • United States
No disclosure categories reported as “Yes” on this SEC record.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Lpl Enterprise Llc | Chicago | IL | 05/2026 | Present |
| Jp Morgan Chase | Chicago | IL | 10/2021 | 05/2026 |
| International Bank Of Chicago | Chicago | IL | 06/2017 | 09/2021 |
| American Metro Bank | Chicago | IL | 10/2010 | 06/2017 |
1. 05/21/2026 - WEIWEI CAI N/A Non-Variable Insurance - Non-Variable Insurance/Insurance Agency - Chicago IL - Inv Related – OBA Start Date: 05/19/2026 – 160 Hour(s)/Month – 160 Hour(s) During Trading 2. 05/21/2026 - Prudential Advisors - DBA for LPL Business (entity for LPL business) - Chicago IL - Inv Related – OBA Start Date: 05/19/2026 – 160 Hour(s)/Month – 160 Hour(s) During Trading
| Code | Exam | Date |
|---|---|---|
| S66 | Uniform Combined State Law Examination | 2026-06-01 |
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