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2000 Westchester Avenue, Purchase, NY 10577-2530 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| TX | RA | APPROVED_RES | 2025-07-01 |
| AZ | RA | APPROVED | 2023-02-14 |
Branch Locations
14850 North Scottsdale Road Suite 600, Scottsdale, AZ 85254 • United States
No disclosure categories reported as “Yes” on this SEC record.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Merrill Lynch, Pierce, Fenner & Smith Incorporated | Indian Wells | CA | 10/2016 | 07/2018 |
| Unemployed | Palm Springs | CA | 09/2016 | 10/2016 |
| Morgan Stanley | Scottsdale | AZ | 04/2020 | 02/2022 |
| Unemployed | Palm Springs | CA | 02/2020 | 04/2020 |
| Merrill Lynch, Pierce, Fenner & Smith Incorporated | Indian Wells | CA | 07/2018 | 02/2020 |
| American Funds | Carmel | IN | 06/2013 | 09/2016 |
| Merrill Lynch, Pierce, Fenner & Smith Incorporated | San Diego | CA | 03/2022 | 12/2022 |
| Morgan Stanley | Scottsdale | AZ | 01/2023 | Present |
| Code | Exam | Date |
|---|---|---|
| S66 | Uniform Combined State Law Examination | 2018-05-25 |
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