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Current Employers
Lpl Financial Llc

1055 Lpl Way, Fort Mill, SC 29715 • United States

Current Registrations

AuthorityCategoryStatusDate
IL RA APPROVED 2026-05-21
  • IL RA
    APPROVED
    Since 2026-05-21

Branch Locations

850 West Army Trail Road, Carol Stream, IL 60188 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Lpl Financial Llc Schaumburg IL 05/2026 Present
Bmo Bank Schaumburg IL 05/2026 Present
Royal Bank Of Canada Markham 04/2021 04/2026
Hsbc Bank (Canada) Richmond Hill 12/2018 04/2021
Hsbc Bank (Canada) Scarborough 09/2017 12/2018
Industrial And Commercial Bank Of China (Canada) Toronto 06/2016 09/2017
  • 05/2026 → Present
    Schaumburg, IL
  • 05/2026 → Present
    Bmo Bank
    Schaumburg, IL
  • 04/2021 → 04/2026
    Royal Bank Of Canada
    Markham
  • 12/2018 → 04/2021
    Hsbc Bank (Canada)
    Richmond Hill
  • 09/2017 → 12/2018
    Hsbc Bank (Canada)
    Scarborough
  • 06/2016 → 09/2017
    Industrial And Commercial Bank Of China (Canada)
    Toronto
Other Businesses

1. 05/2026 - BMO Bank - Financial Institution Duty - Inv Related – 160 Hour(s)/Month – 130 Hour(s) During Trading – Schaumburg, IL, 60194 – OBA Start Date: 05/06/2026 2. Investment products and services are offered through LPL Financial LLC using the DBA/trade name BMO Investment Services - Inv Rel - At Reported Business Location (s) - Start Date : 05/2026

Exams
CodeExamDate
S63 Uniform Securities Agent State Law Examination 2026-03-17
S65 Uniform Investment Adviser Law Examination 2026-02-23
  • S63 Uniform Securities Agent State Law Examination
    2026-03-17
  • S65 Uniform Investment Adviser Law Examination
    2026-02-23
Other Names
  • Maggie Wang

View on SEC IAPD

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