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1055 Lpl Way, Fort Mill, SC 29715 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| IL | RA | APPROVED | 2026-05-21 |
Branch Locations
850 West Army Trail Road, Carol Stream, IL 60188 • United States
No disclosure categories reported as “Yes” on this SEC record.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Lpl Financial Llc | Schaumburg | IL | 05/2026 | Present |
| Bmo Bank | Schaumburg | IL | 05/2026 | Present |
| Royal Bank Of Canada | Markham | 04/2021 | 04/2026 | |
| Hsbc Bank (Canada) | Richmond Hill | 12/2018 | 04/2021 | |
| Hsbc Bank (Canada) | Scarborough | 09/2017 | 12/2018 | |
| Industrial And Commercial Bank Of China (Canada) | Toronto | 06/2016 | 09/2017 |
1. 05/2026 - BMO Bank - Financial Institution Duty - Inv Related – 160 Hour(s)/Month – 130 Hour(s) During Trading – Schaumburg, IL, 60194 – OBA Start Date: 05/06/2026 2. Investment products and services are offered through LPL Financial LLC using the DBA/trade name BMO Investment Services - Inv Rel - At Reported Business Location (s) - Start Date : 05/2026
| Code | Exam | Date |
|---|---|---|
| S63 | Uniform Securities Agent State Law Examination | 2026-03-17 |
| S65 | Uniform Investment Adviser Law Examination | 2026-02-23 |
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